Guggenheim Capital’s Invesco National AMT-Free Municipal Bond ETF PZA Stock Holding History

Guggenheim Capital’s Portfolio PZA Stock Details PZA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-7,263	Closed	-$193K	–	2918
2016 Q2	$193K	Sell	7,263 -2,612	-26%	-$68.1K	﹤0.01%	2674
2016 Q1	$254K	Sell	9,875 -18,271	-65%	-$468K	﹤0.01%	2616
2015 Q4	$716K	Sell	28,146 -6,104	-18%	-$154K	﹤0.01%	2266
2015 Q3	$857K	Sell	34,250 -32,830	-49%	-$821K	﹤0.01%	2177
2015 Q2	$1.66M	Sell	67,080 -13,708	-17%	-$343K	﹤0.01%	1911
2015 Q1	$2.06M	Sell	80,788 -12,702	-14%	-$325K	﹤0.01%	1744
2014 Q4	$2.38M	Buy	93,490 +1,752	+2%	+$44.3K	0.01%	1598
2014 Q3	$2.3M	Buy	91,738 +10,882	+13%	+$271K	0.01%	1659
2014 Q2	$2M	Buy	80,856 +25,638	+46%	+$627K	0.01%	1830
2014 Q1	$1.33M	Buy	55,218 +24,166	+78%	+$573K	﹤0.01%	2067
2013 Q4	$713K	Buy	31,052 +22,626	+269%	+$523K	﹤0.01%	2412
2013 Q3	$194K	Buy	+8,426	New	+$194K	﹤0.01%	2740

Other funds holding PZA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Guggenheim Capital's PZA Position: Q3 2016 in Review

Guggenheim Capital sold out of Invesco National AMT-Free Municipal Bond ETF (PZA) in Q3 2016, closing a stake of 7,263 shares — an estimated $193K sold.

Guggenheim Capital first reported a position in PZA in Q3 2013 and held it in 12 quarters. The position peaked at $2.38M in Q4 2014. 94 funds tracked by Wall St. Rank hold PZA as of Q3 2016.

Guggenheim Capital reported no remaining Invesco National AMT-Free Municipal Bond ETF position as of Q3 2016 after selling out during the quarter.
Guggenheim Capital sold 7,263 Invesco National AMT-Free Municipal Bond ETF shares in Q3 2016, an estimated $193K.
Guggenheim Capital first reported a position in Invesco National AMT-Free Municipal Bond ETF in Q3 2013 and held it in 12 quarters.
Guggenheim Capital's Invesco National AMT-Free Municipal Bond ETF position peaked at $2.38M in Q4 2014.
94 funds tracked by Wall St. Rank held Invesco National AMT-Free Municipal Bond ETF as of Q3 2016.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.