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Invesco National AMT-Free Municipal Bond ETF

69 hedge funds and large institutions have $200M invested in Invesco National AMT-Free Municipal Bond ETF in 2013 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 34 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

8% more funds holding

Funds holding: 6469 (+5)

7.7% less ownership

Funds ownership: 39.91%32.22% (-7.7%)

39% less capital invested

Capital invested by funds: $328M → $200M (-$128M)

59% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 34

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
69
Holders Change
+5
Holders Change %
+7.81%
% of All Funds
2.24%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
14
Reduced
34
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$54.9M -$55.6M -2,416,749 -50%
Morgan Stanley
2
Morgan Stanley
New York
$23.3M -$5.77M -250,681 -20%
Wells Fargo
3
Wells Fargo
California
$10.4M -$1.24M -54,042 -11%
KIM
4
Karpus Investment Management
New York
$9.53M -$51.1M -2,220,399 -84%
AssetMark Inc
5
AssetMark Inc
California
$8.26M +$8.24M +358,190 New
LPL Financial
6
LPL Financial
California
$7.66M -$3.88M -168,706 -34%
U
7
UBS
Switzerland
$7.17M -$3.06M -132,951 -30%
FAAS
8
First Allied Advisory Services
California
$6.06M +$3.52M +152,856 +140%
BTS
9
BB&T Securities
Virginia
$5.81M -$40.5K -1,759 -7%
FAAM
10
First Allied Asset Management
California
$5.41M +$111K +4,821 +2%
B
11
Baird
Wisconsin
$3.95M -$315K -13,695 -7%
TFA
12
Transamerica Financial Advisors
Florida
$3.94M +$166K +7,227 +4%
Citigroup
13
Citigroup
New York
$3.58M +$1.34M +58,112 +60%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.44M -$2.35M -102,193 -41%
TIM
15
Tortoise Investment Management
New York
$3.16M +$3.15M +137,000 New
ACM
16
Ashford Capital Management
Delaware
$3.1M -$5.75M -249,857 -65%
PAS
17
Partnervest Advisory Services
California
$3.07M -$673K -29,283 -18%
Invesco
18
Invesco
Georgia
$3.05M -$182K -7,897 -6%
CB
19
Commerce Bank
Missouri
$2.82M
UBS AM
20
UBS AM
Illinois
$2.48M
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2.46M -$218K -9,500 -8%
PI
22
Placemark Investments
Illinois
$2.23M -$436K -18,978 -16%
SNC
23
Stifel Nicolaus & Co
Missouri
$2.06M -$363K -15,763 -15%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.66M -$1.46M -63,696 -47%
Ameriprise
25
Ameriprise
Minnesota
$1.47M -$232K -10,103 -14%

PZA Hedge Fund Activity: Q3 2013 in Review

69 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco National AMT-Free Municipal Bond ETF (PZA) for Q3 2013, worth a combined $200M — down 39% from $328M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PZA positions and 6 closed out — a net gain of 7 holders — while 14 added to existing stakes and 34 trimmed.

The largest buyer was First Allied Advisory Services, adding an estimated $3.52M. The largest seller was Bank of America, cutting an estimated $55.6M.

  • 69 institutional investors held Invesco National AMT-Free Municipal Bond ETF (PZA) as of Q3 2013, up from 64 in Q2 2013.
  • Funds reported $200M of Invesco National AMT-Free Municipal Bond ETF stock for Q3 2013, down 39% quarter-over-quarter.
  • 13 funds opened new Invesco National AMT-Free Municipal Bond ETF positions in Q3 2013 and 6 closed out, a net change of +7 holders.
  • The largest Invesco National AMT-Free Municipal Bond ETF buyer in Q3 2013 was First Allied Advisory Services, an estimated $3.52M added.
  • The largest Invesco National AMT-Free Municipal Bond ETF seller in Q3 2013 was Bank of America, an estimated $55.6M sold.

Based on aggregated 13F filings for Q3 2013.