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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNGR
2201
DELISTED
Hanger Inc.
HNGR
$819K ﹤0.01%
24,261
+3,410
+16% +$113K
HNR
2202
DELISTED
Harvest Natural Resources
HNR
$818K ﹤0.01%
+38,250
New +$694K
KEG
2203
DELISTED
KEY ENERGY SERVICES INC
KEG
$818K ﹤0.01%
112,212
-11,860
-10% -$86.5K
AEC
2204
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$817K ﹤0.01%
54,834
+1,587
+3% +$24.1K
SSP icon
2205
E.W. Scripps
SSP
$334M
$813K ﹤0.01%
49,909
+3,441
+7% +$49.6K
HXL icon
2206
Hexcel
HXL
$7.67B
$812K ﹤0.01%
+20,918
New +$761K
NSM
2207
DELISTED
Nationstar Mortgage Holdings
NSM
$809K ﹤0.01%
+14,389
New +$701K
MFT
2208
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$808K ﹤0.01%
62,692
-9,358
-13% -$116K
MTN icon
2209
CALL
Vail Resorts
MTN
$5.32B
$801K ﹤0.01%
+11,500
New +$778K
PRSU
2210
Pursuit Attractions and Hospitality Inc
PRSU
$1.31B
$796K ﹤0.01%
37,292
+2,738
+8% +$58.5K
IRC
2211
DELISTED
INLAND REAL ESTATE CORP
IRC
$796K ﹤0.01%
77,844
-110,852
-59% -$1.14M
GRT
2212
DELISTED
GLIMCHER REALTY TRUST
GRT
$794K ﹤0.01%
81,481
-4,433
-5% -$47.5K
EMD
2213
DELISTED
Western Asset Emerging Markets
EMD
$794K ﹤0.01%
63,300
-58,947
-48% -$736K
MTBL
2214
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$793K ﹤0.01%
156,786
+6,685
+4% +$34.4K
TV icon
2215
Televisa
TV
$1.52B
$792K ﹤0.01%
28,329
-57,480
-67% -$1.54M
SYKE
2216
DELISTED
SYKES Enterprises Inc
SYKE
$789K ﹤0.01%
44,056
+2,935
+7% +$50.7K
BCS.PRC
2217
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$786K ﹤0.01%
31,175
+581
+2% +$14.7K
PKT
2218
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$785K ﹤0.01%
50,690
+7,169
+16% +$102K
MZF
2219
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$780K ﹤0.01%
61,210
-11,324
-16% -$141K
XME icon
2220
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.34B
$779K ﹤0.01%
+21,100
New +$764K
BJRI icon
2221
BJ's Restaurants
BJRI
$1.48B
$778K ﹤0.01%
27,087
+11,103
+69% +$375K
DRD
2222
DRDGold
DRD
$2.07B
$777K ﹤0.01%
+135,890
New +$765K
STEL
2223
DELISTED
STELLARONE CORPORATION COM
STEL
$775K ﹤0.01%
34,430
+10,975
+47% +$234K
MATV icon
2224
Mativ Holdings
MATV
$663M
$772K ﹤0.01%
12,764
+182
+1% +$10.3K
CATO icon
2225
Cato Corp
CATO
$66.1M
$770K ﹤0.01%
27,512
-8,417
-23% -$229K
87 88
89
90 91

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.