Guggenheim Capital’s BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) BCS.PRC Stock Holding History

Guggenheim Capital’s Portfolio BCS.PRC Stock Details BCS.PRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,840	Closed	-$125K	–	3082
2015 Q2	$125K	Sell	4,840 -11,041	-70%	-$287K	﹤0.01%	2875
2015 Q1	$413K	Buy	15,881 +40	+0.3%	+$1.04K	﹤0.01%	2598
2014 Q4	$411K	Sell	15,841 -694	-4%	-$17.9K	﹤0.01%	2594
2014 Q3	$428K	Sell	16,535 -1,681	-9%	-$43.3K	﹤0.01%	2611
2014 Q2	$469K	Sell	18,216 -952	-5%	-$24.6K	﹤0.01%	2620
2014 Q1	$497K	Sell	19,168 -211	-1%	-$5.4K	﹤0.01%	2584
2013 Q4	$491K	Sell	19,379 -11,796	-38%	-$299K	﹤0.01%	2552
2013 Q3	$786K	Buy	31,175 +581	+2%	+$14.7K	﹤0.01%	2218
2013 Q2	$773K	Buy	+30,594	New	+$783K	﹤0.01%	2196

Other funds holding BCS.PRC

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital's BCS.PRC Position: Q3 2015 in Review

Guggenheim Capital sold out of BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) (BCS.PRC) in Q3 2015, closing a stake of 4,840 shares — an estimated $125K sold.

Guggenheim Capital first reported a position in BCS.PRC in Q2 2013 and held it in 9 quarters. The position peaked at $786K in Q3 2013. 72 funds tracked by Wall St. Rank hold BCS.PRC as of Q3 2015.

Guggenheim Capital reported no remaining BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) position as of Q3 2015 after selling out during the quarter.
Guggenheim Capital sold 4,840 BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) shares in Q3 2015, an estimated $125K.
Guggenheim Capital first reported a position in BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) in Q2 2013 and held it in 9 quarters.
Guggenheim Capital's BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) position peaked at $786K in Q3 2013.
72 funds tracked by Wall St. Rank held BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) as of Q3 2015.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.