Guggenheim Capital’s Harvest Natural Resources HNR Stock Holding History

Guggenheim Capital’s Portfolio HNR Stock Details HNR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-4,516	Closed	-$15K	–	3077
2016 Q3	$15K	Buy	4,516 +691	+18%	+$1.82K	﹤0.01%	2849
2016 Q2	$13K	Hold	3,825	–	–	﹤0.01%	2836
2016 Q1	$9K	Buy	+3,825	New	+$8.44K	﹤0.01%	2878
2014 Q3	–	Sell	-2,545	Closed	-$51K	–	3219
2014 Q2	$51K	Buy	+2,545	New	+$47.5K	﹤0.01%	3083
2014 Q1	–	Sell	-160,575	Closed	-$2.9M	–	3406
2013 Q4	$2.9M	Buy	160,575 +122,325	+320%	+$2.18M	0.01%	1458
2013 Q3	$818K	Buy	+38,250	New	+$694K	﹤0.01%	2203

Other funds holding HNR

AFA

Alta Fundamental Advisers New York $265M AUM 98.61% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

VAS

VR Advisory Services Camana Bay, Grand Cayman, Cayman Islands $845M AUM 22.79% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

RCM

Redwood Capital Management New York $674M AUM 99.78% 1-Year Est. Return

Guggenheim Capital's HNR Position: Q4 2016 in Review

Guggenheim Capital sold out of Harvest Natural Resources (HNR) in Q4 2016, closing a stake of 4,516 shares — an estimated $15K sold.

Guggenheim Capital first reported a position in HNR in Q3 2013 and held it in 6 quarters. The position peaked at $2.9M in Q4 2013. 39 funds tracked by Wall St. Rank hold HNR as of Q4 2016.

Guggenheim Capital reported no remaining Harvest Natural Resources position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 4,516 Harvest Natural Resources shares in Q4 2016, an estimated $15K.
Guggenheim Capital first reported a position in Harvest Natural Resources in Q3 2013 and held it in 6 quarters.
Guggenheim Capital's Harvest Natural Resources position peaked at $2.9M in Q4 2013.
39 funds tracked by Wall St. Rank held Harvest Natural Resources as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.