We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIG
3301
DELISTED
Fortress Investment Group Llc
FIG
– –
-77,407
Closed -$615K
YHOO
3302
CALL
DELISTED
Yahoo Inc
YHOO
– –
-200,000
Closed -$6.71M
UTEK
3303
DELISTED
Ultratech Inc.
UTEK
– –
-47,371
Closed -$1.44M
IQNT
3304
DELISTED
Inteliquent, Inc.
IQNT
– –
-1,512,581
Closed -$14.6M
FLTX
3305
CALL
DELISTED
Fleetmatics Group PLC
FLTX
– –
-162,000
Closed -$6.18M
ESI
3306
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-47,545
Closed -$1.47M
FMD
3307
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
– –
-3,852
Closed -$32K
MKTO
3308
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-215,035
Closed -$6.86M
QLGC
3309
DELISTED
QLOGIC CORP
QLGC
– –
-42,556
Closed -$466K
UNTD
3310
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-18,842
Closed -$1.05M
FDI
3311
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-20,182
Closed -$282K
FWM
3312
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-30,084
Closed -$769K
GHI
3313
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-21,478
Closed -$221K
ALU
3314
DELISTED
Alcatel-Lucent
ALU
– –
-364,480
Closed -$1.24M
HKTV
3315
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
– –
-172,131
Closed -$1.06M
PSEM
3316
DELISTED
PERICOM SEMICONDUCTOR CP
PSEM
– –
-53,719
Closed -$419K
BTH
3317
DELISTED
BLYTH,INC
BTH
– –
-52,452
Closed -$725K
STRI
3318
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-815,360
Closed -$5.46M
ZQK
3319
CALL
DELISTED
QUICKSILVER,INC.
ZQK
– –
-96,800
Closed -$681K
WLT
3320
CALL
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-102,000
Closed -$1.45M
FDO
3321
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-50,000
Closed -$3.63M
PKT
3322
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-50,690
Closed -$785K
ENTR
3323
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
– –
-191,327
Closed -$838K
PT
3324
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
– –
-16,518
Closed -$74K
IKAN
3325
DELISTED
IKANOS COMMUNICATIONS INC COM STK NEW (DE)
IKAN
– –
-1,051
Closed -$13K
131 132
133
134 135

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.