Guggenheim Capital’s Alcatel-Lucent ALU Stock Holding History

Guggenheim Capital’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-364,480	Closed	-$1.24M	–	3317
2013 Q3	$1.24M	Buy	+364,480	New	+$931K	﹤0.01%	1976

Other funds holding ALU

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital's ALU Position: Q4 2013 in Review

Guggenheim Capital sold out of Alcatel-Lucent (ALU) in Q4 2013, closing a stake of 364,480 shares — an estimated $1.24M sold.

Guggenheim Capital first reported a position in ALU in Q3 2013 and held it in 1 quarter. The position peaked at $1.24M in Q3 2013. 251 funds tracked by Wall St. Rank hold ALU as of Q4 2013.

Guggenheim Capital reported no remaining Alcatel-Lucent position as of Q4 2013 after selling out during the quarter.
Guggenheim Capital sold 364,480 Alcatel-Lucent shares in Q4 2013, an estimated $1.24M.
Guggenheim Capital first reported a position in Alcatel-Lucent in Q3 2013 and held it in 1 quarter.
Guggenheim Capital's Alcatel-Lucent position peaked at $1.24M in Q3 2013.
251 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q4 2013.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.