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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.29%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$130M -$12.3M -3,121,399 -10%
Bank of New York Mellon
2
Bank of New York Mellon
New York
$73.4M +$65.2M +16,608,463 +20,179%
TCIM
3
TIAA CREF Investment Management
New York
$70.1M -$90.1M -22,946,766 -59%
TA
4
Teachers Advisors
New York
$60.1M -$35.8M -9,123,634 -40%
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$59.2M +$28.7M +7,305,122 +119%
Deutsche Bank
6
Deutsche Bank
Germany
$41.4M +$30.1M +7,651,265 +436%
Fidelity Investments
7
Fidelity Investments
Massachusetts
$39.6M -$30.9M -7,871,522 -47%
Bank of America
8
Bank of America
North Carolina
$37.9M +$19.8M +5,041,869 +141%
MNA
9
Manning & Napier Advisors
New York
$37.5M -$2.18M -554,814 -6%
Morgan Stanley
10
Morgan Stanley
New York
$35.4M -$22.2M -5,662,632 -41%
PI
11
Putnam Investments
Massachusetts
$34.6M -$12.8M -3,263,939 -29%
Barclays
12
Barclays
United Kingdom
$25.8M +$17.9M +4,555,947 +240%
RCM
13
Raging Capital Management
New Jersey
$15.8M -$2.94M -747,838 -17%
Lazard Asset Management
14
Lazard Asset Management
New York
$15.7M +$390K +99,172 +3%
SFM
15
Systematic Financial Management
New Jersey
$15M +$2.63M +670,010 +24%
KIA
16
Kopp Investment Advisors
Minnesota
$14.1M -$500K -127,387 -4%
KF
17
Kopp Funds
Wisconsin
$14.1M +$12.6M +3,204,886 New
Ameriprise
18
Ameriprise
Minnesota
$13.6M +$4.77M +1,214,719 +65%
CS
19
Credit Suisse
Switzerland
$13M -$2.82M -718,451 -20%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$9.86M +$8.92M +2,271,788 New
Nomura Holdings
21
Nomura Holdings
Japan
$9.58M +$4.93M +1,254,737 +134%
Wells Fargo
22
Wells Fargo
California
$9.49M +$28.9K +7,365 +0.3%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$9.26M -$336K -85,548 -4%
BIM
24
Bogle Investment Management
Massachusetts
$8.67M +$7.74M +1,970,583 New
GMCM
25
Gruber & McBaine Capital Management
California
$6.6M -$2.68M -683,376 -31%

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.