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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

250 hedge funds and large institutions have $430M invested in Alcatel-Lucent in 2015 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 74 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

284% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $4.32M

6% more capital invested

Capital invested by funds: $407M → $430M (+$22.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less first-time investments, than exits

New positions opened: 26 | Existing positions closed: 27

1% less funds holding

Funds holding: 253250 (-3)

18% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 74

Holders
250
Holders Change
-3
Holders Change %
-1.19%
% of All Funds
6.98%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
26
Increased
61
Reduced
74
Closed
27
Calls
$16.6M
Puts
$4.32M
Net Calls
+$12.3M
Net Calls Change
+$1.59M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Alpine Associates Management
Florida
$51.2M +$17M +4,859,797 +53%
AA
2
AQR Arbitrage
Connecticut
$49.8M +$29.4M +8,386,553 +159%
Barclays
3
Barclays
United Kingdom
$49.4M -$32.7M -9,342,931 -36%
CC
4
Carlson Capital
Texas
$22.5M +$613K +175,000 +3%
Morgan Stanley
5
Morgan Stanley
New York
$21.1M +$2.06M +589,209 +11%
Nomura Holdings
6
Nomura Holdings
Japan
$18.8M +$16.8M +4,798,900 +1,327%
BCM
7
BBT Capital Management
Texas
$15.1M
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$13.8M +$2.67M +763,191 +25%
LIM
9
Longfellow Investment Management
Massachusetts
$12.4M +$11.9M +3,386,288 New
Fidelity Investments
10
Fidelity Investments
Massachusetts
$10.2M -$108K -30,800 -1%
OMC
11
Old Mission Capital
Illinois
$9.8M -$4.83M -1,379,843 -34%
CS
12
Credit Suisse
Switzerland
$9.67M +$1.59M +453,600 +21%
TA
13
Teachers Advisors
New York
$9.52M -$239K -68,346 -3%
ACPU
14
Arrowgrass Capital Partners (US)
Delaware
$9.37M +$8.99M +2,567,416 New
CI
15
Cowen Inc
New York
$9.07M +$8.35M +2,385,882 +2,386%
HHC
16
Hutchin Hill Capital
New York
$8.15M +$7.82M +2,233,264 New
Deutsche Bank
17
Deutsche Bank
Germany
$6.82M -$2.12M -606,358 -24%
Group One Trading
18
Group One Trading
Illinois
$5.9M +$956K +273,195 +20%
Jane Street
19
Jane Street
New York
$5.8M -$783K -223,682 -12%
Goldman Sachs
20
Goldman Sachs
New York
$5.72M -$18.2K -5,207 -0.3%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$5.47M
TCIM
22
TIAA CREF Investment Management
New York
$4.65M -$489K -139,573 -10%
Northern Trust
23
Northern Trust
Illinois
$4.34M +$488K +139,304 +13%
Creative Planning
24
Creative Planning
Kansas
$4.31M -$1.43M -408,710 -26%
BPGAM
25
BTG Pactual Global Asset Management
Bermuda
$3.83M -$350K -100,000 -9%

ALU Hedge Fund Activity: Q3 2015 in Review

250 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2015, worth a combined $430M — up 5.5% from $407M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of ALU and 26 opened new positions — a net loss of 1 holder — while 74 trimmed existing stakes and 61 added.

The largest buyer was AQR Arbitrage, adding an estimated $29.4M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $61.9M sold.

  • 250 institutional investors held Alcatel-Lucent (ALU) as of Q3 2015, down from 253 in Q2 2015.
  • Funds reported $430M of Alcatel-Lucent stock for Q3 2015, up 5.5% quarter-over-quarter.
  • 26 funds opened new Alcatel-Lucent positions in Q3 2015 and 27 closed out, a net change of -1 holder.
  • The largest Alcatel-Lucent buyer in Q3 2015 was AQR Arbitrage, an estimated $29.4M added.
  • The largest Alcatel-Lucent seller in Q3 2015 was Arrowstreet Capital, an estimated $61.9M sold.

Based on aggregated 13F filings for Q3 2015.