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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

240 hedge funds and large institutions have $936M invested in Alcatel-Lucent in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 51 increasing their positions, 69 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

142% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 24

139% more capital invested

Capital invested by funds: $392M → $936M (+$544M)

97% more call options, than puts

Call options by funds: $24.7M | Put options by funds: $12.6M

14% more funds holding

Funds holding: 210240 (+30)

26% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 69

Holders
240
Holders Change
+30
Holders Change %
+14.29%
% of All Funds
7.78%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.16%
New
58
Increased
51
Reduced
69
Closed
24
Calls
$24.7M
Puts
$12.6M
Net Calls
+$12.2M
Net Calls Change
+$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
TCIM
1
TIAA CREF Investment Management
New York
$132M +$53.1M +20,782,225 +115%
Allianz Asset Management
2
Allianz Asset Management
Germany
$111M +$54.5M +21,346,340 +188%
JCAM
3
Jericho Capital Asset Management
New York
$78.5M +$12.8M +4,990,250 +28%
TA
4
Teachers Advisors
New York
$77.3M +$33.1M +12,951,151 +132%
SCA
5
SAC Capital Advisors
Connecticut
$57.9M -$40.1M -15,674,880 -48%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$57.2M -$3.94M -1,543,464 -8%
Morgan Stanley
7
Morgan Stanley
New York
$46.5M +$28.4M +11,121,911 +432%
PI
8
Putnam Investments
Massachusetts
$37.8M +$28.4M +11,127,948 New
MNA
9
Manning & Napier Advisors
New York
$30.8M +$7.49M +2,932,463 +48%
Arrowstreet Capital
10
Arrowstreet Capital
Massachusetts
$20.9M +$15.7M +6,146,418 New
RCM
11
Raging Capital Management
New Jersey
$14.8M +$11.1M +4,347,838 New
CS
12
Credit Suisse
Switzerland
$12.5M +$7.65M +2,992,707 +434%
CCM
13
Criterion Capital Management
California
$12.3M +$9.25M +3,618,992 New
GACM
14
Green Arrow Capital Management
New York
$12.2M +$9.18M +3,591,830 New
Bank of America
15
Bank of America
North Carolina
$12.1M +$4.71M +1,843,359 +106%
Lazard Asset Management
16
Lazard Asset Management
New York
$11.8M +$8.89M +3,477,760 New
KIA
17
Kopp Investment Advisors
Minnesota
$11.3M -$2.56M -1,002,831 -23%
SFM
18
Systematic Financial Management
New Jersey
$9.3M +$7M +2,739,637 New
HCS
19
Harvest Capital Strategies
California
$9.13M -$4.64M -1,814,251 -40%
BCPEM
20
Bain Capital Public Equity Management
Massachusetts
$9.07M -$29.8M -11,671,952 -81%
Norges Bank
21
Norges Bank
Norway
$7.81M
MKCM
22
Mount Kellett Capital Management
New York
$7.68M +$5.78M +2,262,000 New
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$7.43M
GMCM
24
Gruber & McBaine Capital Management
California
$7.41M +$530K +207,376 +10%
Wells Fargo
25
Wells Fargo
California
$7.3M -$170K -66,355 -3%

ALU Hedge Fund Activity: Q3 2013 in Review

240 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2013, worth a combined $936M — up 139% from $392M a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new ALU positions and 24 closed out — a net gain of 34 holders — while 51 added to existing stakes and 69 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $54.5M. The largest seller was Wellington Management Group, cutting an estimated $49.3M.

  • 240 institutional investors held Alcatel-Lucent (ALU) as of Q3 2013, up from 210 in Q2 2013.
  • Funds reported $936M of Alcatel-Lucent stock for Q3 2013, up 139% quarter-over-quarter.
  • 58 funds opened new Alcatel-Lucent positions in Q3 2013 and 24 closed out, a net change of +34 holders.
  • The largest Alcatel-Lucent buyer in Q3 2013 was Allianz Asset Management, an estimated $54.5M added.
  • The largest Alcatel-Lucent seller in Q3 2013 was Wellington Management Group, an estimated $49.3M sold.

Based on aggregated 13F filings for Q3 2013.