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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

257 hedge funds and large institutions have $439M invested in Alcatel-Lucent in 2014 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 49 increasing their positions, 68 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more call options, than puts

Call options by funds: $20.4M | Put options by funds: $6.63M

119% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 26

53% more capital invested

Capital invested by funds: $287M → $439M (+$152M)

12% more funds holding

Funds holding: 229257 (+28)

28% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 68

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
257
Holders Change
+28
Holders Change %
+12.23%
% of All Funds
6.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
57
Increased
49
Reduced
68
Closed
26
Calls
$20.4M
Puts
$6.63M
Net Calls
+$13.8M
Net Calls Change
+$3.75M
Name Holding Trade Value Shares
Change
Change in
Stake
TCIM
1
TIAA CREF Investment Management
New York
$80.1M +$70.3M +22,552,372 New
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$49.3M +$27M +8,650,714 +165%
Deutsche Bank
3
Deutsche Bank
Germany
$42.2M +$2.04M +654,108 +6%
TA
4
Teachers Advisors
New York
$38.7M +$34M +10,898,973 New
PI
5
Putnam Investments
Massachusetts
$32.2M -$140K -44,961 -0.5%
Allianz Asset Management
6
Allianz Asset Management
Germany
$20.8M +$16.3M +5,216,980 +824%
Wellington Management Group
7
Wellington Management Group
Massachusetts
$15.9M +$13.9M +4,470,418 New
Fidelity Investments
8
Fidelity Investments
Massachusetts
$12.7M -$92.3K -29,600 -0.8%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$11M +$2.65M +849,531 +38%
Morgan Stanley
10
Morgan Stanley
New York
$10.6M +$266K +85,351 +3%
MNA
11
Manning & Napier Advisors
New York
$9.58M
Group One Trading
12
Group One Trading
Illinois
$8.93M +$3.7M +1,185,342 +89%
BCM
13
BlueCrest Capital Management
Jersey
$7.81M +$4.02M +1,290,000 +142%
Goldman Sachs
14
Goldman Sachs
New York
$7.58M -$23.5K -7,537 -0.4%
Barclays
15
Barclays
United Kingdom
$7.34M -$22.1M -7,082,100 -74%
CS
16
Credit Suisse
Switzerland
$6.26M -$4.12M -1,320,289 -43%
ED
17
Exane Derivatives
France
$6.21M +$5.46M +1,749,835 New
CCM
18
Criterion Capital Management
California
$5.58M +$4.9M +1,573,113 New
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$5.32M
Parallax Volatility Advisers
20
Parallax Volatility Advisers
California
$3.43M +$1.93M +618,007 +177%
Northern Trust
21
Northern Trust
Illinois
$3.23M +$879K +281,981 +45%
KIA
22
Kopp Investment Advisors
Minnesota
$2.93M -$736K -236,147 -22%
PGCM
23
Prescott Group Capital Management
Oklahoma
$2.54M +$110K +35,218 +5%
Bank of America
24
Bank of America
North Carolina
$2.5M -$2.64M -847,529 -55%
Creative Planning
25
Creative Planning
Kansas
$2.42M +$1.9M +608,677 +846%

ALU Hedge Fund Activity: Q4 2014 in Review

257 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2014, worth a combined $439M — up 53% from $287M a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new ALU positions and 26 closed out — a net gain of 31 holders — while 49 added to existing stakes and 68 trimmed.

The largest buyer was TIAA CREF Investment Management, opening a new position worth an estimated $70.3M. The largest seller was Raging Capital Management, exiting entirely with an estimated $34.1M sold.

  • 257 institutional investors held Alcatel-Lucent (ALU) as of Q4 2014, up from 229 in Q3 2014.
  • Funds reported $439M of Alcatel-Lucent stock for Q4 2014, up 53% quarter-over-quarter.
  • 57 funds opened new Alcatel-Lucent positions in Q4 2014 and 26 closed out, a net change of +31 holders.
  • The largest Alcatel-Lucent buyer in Q4 2014 was TIAA CREF Investment Management, an estimated $70.3M added.
  • The largest Alcatel-Lucent seller in Q4 2014 was Raging Capital Management, an estimated $34.1M sold.

Based on aggregated 13F filings for Q4 2014.