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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

229 hedge funds and large institutions have $287M invested in Alcatel-Lucent in 2014 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 52 increasing their positions, 62 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

144% more call options, than puts

Call options by funds: $17M | Put options by funds: $6.97M

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 235229 (-6)

16% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 62

18% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 34

34% less capital invested

Capital invested by funds: $437M → $287M (-$150M)

Holders
229
Holders Change
-6
Holders Change %
-2.55%
% of All Funds
6.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
28
Increased
52
Reduced
62
Closed
34
Calls
$17M
Puts
$6.97M
Net Calls
+$10M
Net Calls Change
-$2.68M
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Raging Capital Management
New Jersey
$34.1M +$6.38M +1,871,174 +20%
Deutsche Bank
2
Deutsche Bank
Germany
$34.1M -$30.1M -8,832,678 -44%
Barclays
3
Barclays
United Kingdom
$28.6M +$4.31M +1,264,168 +15%
PI
4
Putnam Investments
Massachusetts
$27.6M +$1.26M +370,034 +4%
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$15.8M +$5.48M +1,606,564 +44%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$10.9M -$1.15M -336,100 -9%
CS
7
Credit Suisse
Switzerland
$9.35M -$5.8M -1,702,250 -36%
Morgan Stanley
8
Morgan Stanley
New York
$8.75M -$425K -124,632 -4%
Nomura Holdings
9
Nomura Holdings
Japan
$8.28M -$10.6M -3,122,524 -54%
MNA
10
Manning & Napier Advisors
New York
$8.18M +$147K +43,200 +2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$6.8M +$2.36M +692,942 +45%
Goldman Sachs
12
Goldman Sachs
New York
$6.49M +$3.36K +986 +0%
BHC
13
Bowen Hanes & Co
Florida
$5.76M -$4.7M -1,378,995 -42%
Bank of America
14
Bank of America
North Carolina
$4.7M -$730K -214,083 -12%
Dimensional Fund Advisors
15
Dimensional Fund Advisors
Texas
$4.54M -$365K -106,948 -7%
Group One Trading
16
Group One Trading
Illinois
$4.03M +$1.26M +370,757 +39%
Jane Street
17
Jane Street
New York
$4M +$2.56M +750,897 +132%
SC
18
Sculptor Capital
New York
$3.85M +$4.34M +1,271,713 New
JP Morgan Chase
19
JP Morgan Chase
New York
$3.65M +$1.94M +567,603 +89%
KIA
20
Kopp Investment Advisors
Minnesota
$3.22M -$1.8M -529,275 -33%
GL
21
GLG LLC
New York
$3.21M +$3.62M +1,060,555 New
BNP Paribas Financial Markets
22
BNP Paribas Financial Markets
France
$3.08M +$2.73M +800,452 +370%
BCM
23
BlueCrest Capital Management
Jersey
$2.76M +$3.1M +910,000 New
BCMU
24
BlueCrest Capital Management (UK)
Guernsey
$2.76M +$3.1M +910,000 New
Bank of New York Mellon
25
Bank of New York Mellon
New York
$2.21M -$3.23M -948,306 -57%

ALU Hedge Fund Activity: Q3 2014 in Review

229 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q3 2014, worth a combined $287M — down 34% from $437M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of ALU and 28 opened new positions — a net loss of 6 holders — while 62 trimmed existing stakes and 52 added.

The largest buyer was Raging Capital Management, adding an estimated $6.38M. The largest seller was Allianz Asset Management, cutting an estimated $35.5M.

  • 229 institutional investors held Alcatel-Lucent (ALU) as of Q3 2014, down from 235 in Q2 2014.
  • Funds reported $287M of Alcatel-Lucent stock for Q3 2014, down 34% quarter-over-quarter.
  • 28 funds opened new Alcatel-Lucent positions in Q3 2014 and 34 closed out, a net change of -6 holders.
  • The largest Alcatel-Lucent buyer in Q3 2014 was Raging Capital Management, an estimated $6.38M added.
  • The largest Alcatel-Lucent seller in Q3 2014 was Allianz Asset Management, an estimated $35.5M sold.

Based on aggregated 13F filings for Q3 2014.