Bank of New York Mellon’s Alcatel-Lucent ALU Stock Holding History

Bank of New York Mellon’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-110,494	Closed	-$422K	–	4360
2015 Q4	$422K	Sell	110,494 -92,212	-45%	-$356K	﹤0.01%	3604
2015 Q3	$740K	Sell	202,706 -630	-0.3%	-$2.21K	﹤0.01%	3367
2015 Q2	$736K	Sell	203,336 -35,499	-15%	-$136K	﹤0.01%	3495
2015 Q1	$891K	Sell	238,835 -149,290	-38%	-$549K	﹤0.01%	3369
2014 Q4	$1.38M	Sell	388,125 -339,280	-47%	-$1.06M	﹤0.01%	3104
2014 Q3	$2.21M	Sell	727,405 -948,306	-57%	-$3.23M	﹤0.01%	2812
2014 Q2	$5.96M	Sell	1,675,711 -12,588,497	-88%	-$48.6M	﹤0.01%	2223
2014 Q1	$55.6M	Sell	14,264,208 -2,426,561	-15%	-$10.1M	0.02%	830
2013 Q4	$73.4M	Buy	16,690,769 +16,608,463	+20,179%	+$65.2M	0.02%	692
2013 Q3	$279K	Sell	82,306 -6,305	-7%	-$16.1K	﹤0.01%	3701
2013 Q2	$155K	Buy	+88,611	New	+$132K	﹤0.01%	3827

Other funds holding ALU

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

WAM

World Asset Management Detroit, Michigan $1.01B AUM 42.4% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 68.52% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $22.8B AUM 25.09% 1-Year Est. Return

RJT

Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

CCA

Checchi Capital Advisers Beverly Hills, California $2.22B AUM 23.18% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.88B AUM 24.08% 1-Year Est. Return

Bank of New York Mellon's ALU Position: Q1 2016 in Review

Bank of New York Mellon sold out of Alcatel-Lucent (ALU) in Q1 2016, closing a stake of 110,494 shares — an estimated $422K sold.

Bank of New York Mellon first reported a position in ALU in Q2 2013 and held it in 11 quarters. The position peaked at $73.4M in Q4 2013. 62 funds tracked by Wall St. Rank hold ALU as of Q1 2016.

Bank of New York Mellon reported no remaining Alcatel-Lucent position as of Q1 2016 after selling out during the quarter.
Bank of New York Mellon sold 110,494 Alcatel-Lucent shares in Q1 2016, an estimated $422K.
Bank of New York Mellon first reported a position in Alcatel-Lucent in Q2 2013 and held it in 11 quarters.
Bank of New York Mellon's Alcatel-Lucent position peaked at $73.4M in Q4 2013.
62 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2016.

Based on Bank of New York Mellon's 13F filing for Q1 2016, filed 11 May 2016.