Alcatel-Lucent
ALU
ALU was delisted on the 24th of February, 2016.
232 hedge funds and large institutions have $350M invested in Alcatel-Lucent in 2015 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 49 increasing their positions, 77 reducing their positions, and 50 closing their positions.
183% more call options, than puts
Call options by funds: $12.8M | Put options by funds: $4.53M
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
7% less funds holding
Funds holding: 250 → 232 (-18)
19% less capital invested
Capital invested by funds: $430M → $350M (-$79.8M)
26% less first-time investments, than exits
New positions opened: 37 | Existing positions closed: 50
36% less repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 77
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Alpine Associates Management
Palm Beach,
Florida
|
+$22.3M |
| 2 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$18.8M |
| 3 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$18.2M |
| 4 |
KPF
K2 Principal Fund
Toronto,
Ontario, Canada
|
+$7.64M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$6.18M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Barclays
London,
United Kingdom
|
-$56.3M |
| 2 |
Nomura Holdings
Tokyo,
Japan
|
-$18.7M |
| 3 |
CC
Carlson Capital
Dallas,
Texas
|
-$12.9M |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$10.1M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$9.89M |
ALU Hedge Fund Activity: Q4 2015 in Review
232 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2015, worth a combined $350M — down 19% from $430M a quarter earlier.
Sellers outnumbered buyers: 50 funds closed out of ALU and 37 opened new positions — a net loss of 13 holders — while 77 trimmed existing stakes and 49 added.
The largest buyer was Alpine Associates Management, adding an estimated $22.3M. The largest seller was Barclays, cutting an estimated $56.3M.
- 232 institutional investors held Alcatel-Lucent (ALU) as of Q4 2015, down from 250 in Q3 2015.
- Funds reported $350M of Alcatel-Lucent stock for Q4 2015, down 19% quarter-over-quarter.
- 37 funds opened new Alcatel-Lucent positions in Q4 2015 and 50 closed out, a net change of -13 holders.
- The largest Alcatel-Lucent buyer in Q4 2015 was Alpine Associates Management, an estimated $22.3M added.
- The largest Alcatel-Lucent seller in Q4 2015 was Barclays, an estimated $56.3M sold.
Based on aggregated 13F filings for Q4 2015.