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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

253 hedge funds and large institutions have $460M invested in Alcatel-Lucent in 2015 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 73 increasing their positions, 59 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more call options, than puts

Call options by funds: $5.96M | Put options by funds: $3.4M

24% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 59

5% more capital invested

Capital invested by funds: $439M → $460M (+$21.3M)

0% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 33

2% less funds holding

Funds holding: 257253 (-4)

Holders
253
Holders Change
-4
Holders Change %
-1.56%
% of All Funds
6.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
33
Increased
73
Reduced
59
Closed
33
Calls
$5.96M
Puts
$3.4M
Net Calls
+$2.57M
Net Calls Change
-$11.2M
Name Holding Trade Value Shares
Change
Change in
Stake
TCIM
1
TIAA CREF Investment Management
New York
$86.4M +$2.26M +614,794 +3%
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$66.1M +$14.1M +3,838,792 +28%
TA
3
Teachers Advisors
New York
$43.1M +$2.41M +655,849 +6%
CCM
4
Criterion Capital Management
California
$33.5M +$27.2M +7,413,068 +471%
Deutsche Bank
5
Deutsche Bank
Germany
$23.8M -$20.3M -5,512,664 -46%
Allianz Asset Management
6
Allianz Asset Management
Germany
$21.8M -$11.4K -3,110 -0.1%
Morgan Stanley
7
Morgan Stanley
New York
$13.4M +$2.31M +628,224 +21%
Barclays
8
Barclays
United Kingdom
$13.4M +$7.41M +2,015,655 +82%
Wellington Management Group
9
Wellington Management Group
Massachusetts
$13.1M -$3.52M -957,896 -21%
Fidelity Investments
10
Fidelity Investments
Massachusetts
$12.9M -$433K -117,900 -3%
BCM
11
BlueCrest Capital Management
Jersey
$12.4M +$4.09M +1,114,272 +51%
MNA
12
Manning & Napier Advisors
New York
$10.2M +$170K +46,140 +2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$8.94M -$2.57M -698,090 -23%
Group One Trading
14
Group One Trading
Illinois
$7.71M -$1.65M -449,106 -18%
ZDA
15
Zweig-DiMenna Associates
New York
$6.62M +$6.52M +1,775,000 New
Creative Planning
16
Creative Planning
Kansas
$6.17M +$3.58M +974,750 +143%
Dimensional Fund Advisors
17
Dimensional Fund Advisors
Texas
$5.59M
Nomura Holdings
18
Nomura Holdings
Japan
$4.73M +$2.93M +797,398 +171%
Goldman Sachs
19
Goldman Sachs
New York
$4.05M -$3.86M -1,049,297 -49%
Citigroup
20
Citigroup
New York
$3.8M +$1.74M +474,783 +87%
Northern Trust
21
Northern Trust
Illinois
$3.77M +$375K +102,002 +11%
Parallax Volatility Advisers
22
Parallax Volatility Advisers
California
$3.63M +$28.6K +7,778 +0.8%
VKH
23
Virtu KCG Holdings
New York
$3.33M +$3.07M +834,448 +1,396%
KIA
24
Kopp Investment Advisors
Minnesota
$3.05M -$33.9K -9,220 -1%
PGCM
25
Prescott Group Capital Management
Oklahoma
$2.67M

ALU Hedge Fund Activity: Q1 2015 in Review

253 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q1 2015, worth a combined $460M — up 4.9% from $439M a quarter earlier.

Fund positioning in ALU was balanced in Q1 2015: 33 funds opened new positions, 33 closed out, 73 added to existing stakes and 59 trimmed.

The largest buyer was Criterion Capital Management, adding an estimated $27.2M. The largest seller was Putnam Investments, exiting entirely with an estimated $32.2M sold.

  • 253 institutional investors held Alcatel-Lucent (ALU) as of Q1 2015, down from 257 in Q4 2014.
  • Funds reported $460M of Alcatel-Lucent stock for Q1 2015, up 4.9% quarter-over-quarter.
  • 33 funds opened new Alcatel-Lucent positions in Q1 2015 and 33 closed out, a net change of 0 holders.
  • The largest Alcatel-Lucent buyer in Q1 2015 was Criterion Capital Management, an estimated $27.2M added.
  • The largest Alcatel-Lucent seller in Q1 2015 was Putnam Investments, an estimated $32.2M sold.

Based on aggregated 13F filings for Q1 2015.