ALU

ALCATEL-LUCENT ADR

ALU

Delisted

ALU was delisted on the 24th of February, 2016.

252 hedge funds and large institutions have $729M invested in ALCATEL-LUCENT ADR in 2014 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 55 increasing their positions, 83 reducing their positions, and 31 closing their positions.

2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

252

Holders Change

Holders Change %

+0.4%

% of All Funds

7.28%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-40%

% of All Funds

0.09%

New

Increased

Reduced

Closed

Calls

$26.9M

Puts

$6.84M

Net Calls

+$20M

Net Calls Change

-$2.06M

Top Buyers

1	1 Deutsche Bank Frankfurt Am Main Ge, Germany	$77M
2	2 Barclays London, United Kingdom	$43.6M
3	3 JPMorgan Chase & Co New York	$20.5M
4	RCM 4 Raging Capital Management Rocky Hill, New Jersey	$25.1M
5	5 Nomura Holdings Tokyo, Japan	$19.3M

Top Sellers

1	1 Allianz Asset Management Munich, Germany	$68.8M
2	2 Fidelity Investments Boston, Massachusetts	$14.8M
3	PI 3 Putnam Investments Boston, Massachusetts	$11.4M
4	4 Bank of America Charlotte, North Carolina	$17.3M
5	TCIM 5 TIAA CREF Investment Management New York	$48.4M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 Deutsche Bank Frankfurt Am Main Ge, Germany	$77M	19,750,587	+10,342,973	+110%
2	2 Allianz Asset Management Munich, Germany	$68.8M	17,639,270	-11,948,077	-40%
3	3 Bank of New York Mellon New York	$55.6M	14,264,208	-2,426,561	-15%
4	4 Arrowstreet Capital Boston, Massachusetts	$50.3M	12,897,312	-554,228	-4%
5	TCIM 5 TIAA CREF Investment Management New York	$48.4M	12,415,820	-3,509,847	-22%
6	TA 6 Teachers Advisors New York	$45.7M	11,719,464	-1,944,136	-14%
7	7 Barclays London, United Kingdom	$43.6M	14,546,962	+8,092,701	+125%
8	8 Morgan Stanley New York	$33.2M	8,514,268	+480,214	+6%
9	RCM 9 Raging Capital Management Rocky Hill, New Jersey	$25.1M	6,430,334	+2,830,334	+79%
10	10 Lazard Asset Management New York	$23.1M	5,921,144	+2,344,212	+66%
11	11 JPMorgan Chase & Co New York	$20.5M	5,260,372	+4,857,517	+1,206%
12	MNA 12 Manning & Napier Advisors Fairport, New York	$19.8M	5,088,110	-3,424,670	-40%
13	13 Nomura Holdings Tokyo, Japan	$19.3M	4,929,967	+2,738,326	+125%
14	14 Bank of America Charlotte, North Carolina	$17.3M	4,436,563	-4,179,674	-49%
15	CS 15 Credit Suisse Zurich, Switzerland	$16M	4,102,891	+1,138,561	+38%
16	16 Fidelity Investments Boston, Massachusetts	$14.8M	3,787,600	-5,205,038	-58%
17	BIM 17 Bogle Investment Management Newton Lower Falls, Massachusetts	$12.2M	3,132,617	+1,162,034	+59%
18	PI 18 Putnam Investments Boston, Massachusetts	$11.4M	2,921,000	-4,943,009	-63%
19	BHC 19 Bowen Hanes & Co Ponte Vedra Beach, Florida	$9.91M	2,540,000	+2,250,000	+776%
20	20 Jane Street New York	$9.88M	2,532,360	+1,737,954	+219%
21	KIA 21 Kopp Investment Advisors Bloomington, Minnesota	$9.4M	2,410,951	-793,935	-25%
22	SFM 22 Systematic Financial Management Teaneck, New Jersey	$9.24M	2,370,087	-1,039,560	-30%
23	23 Dimensional Fund Advisors Austin, Texas	$8.1M	2,076,543	-28,364	-1%
24	24 California Public Employees Retirement System Sacramento, California	$6.99M	1,787,359	-484,429	-21%
25	ECM 25 Empire Capital Management Westport, Connecticut	$6.83M	1,750,000	+1,750,000	New

ALCATEL-LUCENT ADR ALU

Top Buyers

Top Sellers

ALCATEL-LUCENT ADR

ALU