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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

252 hedge funds and large institutions have $729M invested in Alcatel-Lucent in 2014 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 55 increasing their positions, 83 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

293% more call options, than puts

Call options by funds: $26.9M | Put options by funds: $6.84M

13% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 31

0% more funds holding

Funds holding: 251252 (+1)

19% less capital invested

Capital invested by funds: $897M → $729M (-$168M)

34% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 83

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
252
Holders Change
+1
Holders Change %
+0.4%
% of All Funds
7.28%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.09%
New
35
Increased
55
Reduced
83
Closed
31
Calls
$26.9M
Puts
$6.84M
Net Calls
+$20M
Net Calls Change
-$2.06M
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
1
Deutsche Bank
Germany
$77M +$42.9M +10,342,973 +110%
Allianz Asset Management
2
Allianz Asset Management
Germany
$68.8M -$49.5M -11,948,077 -40%
Bank of New York Mellon
3
Bank of New York Mellon
New York
$55.6M -$10.1M -2,426,561 -15%
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$50.3M -$2.3M -554,228 -4%
TCIM
5
TIAA CREF Investment Management
New York
$48.4M -$14.6M -3,509,847 -22%
TA
6
Teachers Advisors
New York
$45.7M -$8.06M -1,944,136 -14%
Barclays
7
Barclays
United Kingdom
$43.6M +$33.6M +8,092,701 +125%
Morgan Stanley
8
Morgan Stanley
New York
$33.2M +$1.99M +480,214 +6%
RCM
9
Raging Capital Management
New Jersey
$25.1M +$11.7M +2,830,334 +79%
Lazard Asset Management
10
Lazard Asset Management
New York
$23.1M +$9.72M +2,344,212 +66%
JP Morgan Chase
11
JP Morgan Chase
New York
$20.5M +$20.1M +4,857,517 +1,206%
MNA
12
Manning & Napier Advisors
New York
$19.8M -$14.2M -3,424,670 -40%
Nomura Holdings
13
Nomura Holdings
Japan
$19.3M +$11.4M +2,738,326 +125%
Bank of America
14
Bank of America
North Carolina
$17.3M -$17.3M -4,179,674 -49%
CS
15
Credit Suisse
Switzerland
$16M +$4.72M +1,138,561 +38%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$14.8M -$21.6M -5,205,038 -58%
BIM
17
Bogle Investment Management
Massachusetts
$12.2M +$4.82M +1,162,034 +59%
PI
18
Putnam Investments
Massachusetts
$11.4M -$20.5M -4,943,009 -63%
BHC
19
Bowen Hanes & Co
Florida
$9.91M +$9.33M +2,250,000 +776%
Jane Street
20
Jane Street
New York
$9.88M +$7.21M +1,737,954 +219%
KIA
21
Kopp Investment Advisors
Minnesota
$9.4M -$3.29M -793,935 -25%
SFM
22
Systematic Financial Management
New Jersey
$9.24M -$4.31M -1,039,560 -30%
Dimensional Fund Advisors
23
Dimensional Fund Advisors
Texas
$8.1M -$118K -28,364 -1%
California Public Employees Retirement System
24
California Public Employees Retirement System
California
$6.99M -$2.01M -484,429 -21%
ECM
25
Empire Capital Management
Connecticut
$6.83M +$7.26M +1,750,000 New

ALU Hedge Fund Activity: Q1 2014 in Review

252 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q1 2014, worth a combined $729M — down 19% from $897M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new ALU positions and 31 closed out — a net gain of 4 holders — while 55 added to existing stakes and 83 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $42.9M. The largest seller was Allianz Asset Management, cutting an estimated $49.5M.

  • 252 institutional investors held Alcatel-Lucent (ALU) as of Q1 2014, up from 251 in Q4 2013.
  • Funds reported $729M of Alcatel-Lucent stock for Q1 2014, down 19% quarter-over-quarter.
  • 35 funds opened new Alcatel-Lucent positions in Q1 2014 and 31 closed out, a net change of +4 holders.
  • The largest Alcatel-Lucent buyer in Q1 2014 was Deutsche Bank, an estimated $42.9M added.
  • The largest Alcatel-Lucent seller in Q1 2014 was Allianz Asset Management, an estimated $49.5M sold.

Based on aggregated 13F filings for Q1 2014.