Nokomis Capital’s Alcatel-Lucent ALU Stock Holding History

Nokomis Capital’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-7,329,440	Closed	-$12.8M	–	44
2013 Q2	$12.8M	Buy	+7,329,440	New	+$10.9M	4.75%	6

Other funds holding ALU

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

JCAM

Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

SCA

SAC Capital Advisors Stamford, Connecticut $19.3B AUM 31.93% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Nokomis Capital's ALU Position: Q3 2013 in Review

Nokomis Capital sold out of Alcatel-Lucent (ALU) in Q3 2013, closing a stake of 7,329,440 shares — an estimated $12.8M sold.

Nokomis Capital first reported a position in ALU in Q2 2013 and held it in 1 quarter. The position peaked at $12.8M in Q2 2013. 240 funds tracked by Wall St. Rank hold ALU as of Q3 2013.

Nokomis Capital reported no remaining Alcatel-Lucent position as of Q3 2013 after selling out during the quarter.
Nokomis Capital sold 7,329,440 Alcatel-Lucent shares in Q3 2013, an estimated $12.8M.
Nokomis Capital first reported a position in Alcatel-Lucent in Q2 2013 and held it in 1 quarter.
Nokomis Capital's Alcatel-Lucent position peaked at $12.8M in Q2 2013.
240 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q3 2013.

Based on Nokomis Capital's 13F filing for Q3 2013, filed 14 Nov 2013.