Gruber & McBaine Capital Management’s Alcatel-Lucent ALU Stock Holding History

Gruber & McBaine Capital Management’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-38,124	Closed	-$135K	–	213
2014 Q4	$135K	Sell	38,124 -461,876	-92%	-$1.44M	0.04%	176
2014 Q3	$1.51M	Sell	500,000 -250,000	-33%	-$852K	0.43%	87
2014 Q2	$2.67M	Sell	750,000 -250,000	-25%	-$964K	0.72%	39
2014 Q1	$3.9M	Sell	1,000,000 -500,000	-33%	-$2.07M	1.02%	17
2013 Q4	$6.6M	Sell	1,500,000 -683,376	-31%	-$2.68M	1.72%	7
2013 Q3	$7.41M	Buy	2,183,376 +207,376	+10%	+$530K	2.23%	6
2013 Q2	$3.46M	Buy	+1,976,000	New	+$2.95M	1.18%	19

Other funds holding ALU

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

CCM

Criterion Capital Management San Francisco, California $666M AUM 28.69% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gruber & McBaine Capital Management's ALU Position: Q1 2015 in Review

Gruber & McBaine Capital Management sold out of Alcatel-Lucent (ALU) in Q1 2015, closing a stake of 38,124 shares — an estimated $135K sold.

Gruber & McBaine Capital Management first reported a position in ALU in Q2 2013 and held it in 7 quarters. The position peaked at $7.41M in Q3 2013. 253 funds tracked by Wall St. Rank hold ALU as of Q1 2015.

Gruber & McBaine Capital Management reported no remaining Alcatel-Lucent position as of Q1 2015 after selling out during the quarter.
Gruber & McBaine Capital Management sold 38,124 Alcatel-Lucent shares in Q1 2015, an estimated $135K.
Gruber & McBaine Capital Management first reported a position in Alcatel-Lucent in Q2 2013 and held it in 7 quarters.
Gruber & McBaine Capital Management's Alcatel-Lucent position peaked at $7.41M in Q3 2013.
253 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2015.

Based on Gruber & McBaine Capital Management's 13F filing for Q1 2015, filed 6 May 2015.