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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GBNK
2951
DELISTED
Guaranty Bancorp
GBNK
| $148K | ﹤0.01% |
+10,371
| New | +$142K |
|
|
RXII
2952
DELISTED
GALENA BIOPHARMA INC COM
RXII
| $148K | ﹤0.01% |
59,425
+11,393
| +24% | +$28.4K |
|
2953
Destination XL Group
DXLG
$32.6M
| $147K | ﹤0.01% |
26,038
+4,372
| +20% | +$24.7K |
|
2954
iShares MSCI Mexico ETF
EWW
$1.97B
| $147K | ﹤0.01% |
2,300
| – | – |
|
|
WSR
2955
DELISTED
Whitestone REIT
WSR
| $147K | ﹤0.01% |
+10,189
| New | +$143K |
|
2956
Nuveen Municipal Value Fund
NUV
$1.9B
| $145K | ﹤0.01% |
15,332
-23,764
| -61% | -$224K |
|
2957
BGC Group
BGC
$4.97B
| $144K | ﹤0.01% |
34,246
-11,129
| -25% | -$47.3K |
|
|
TREC
2958
DELISTED
Trecora Resources
TREC
| $142K | ﹤0.01% |
13,092
+2,019
| +18% | +$24.1K |
|
2959
Limoneira
LMNR
$249M
| $141K | ﹤0.01% |
+6,196
| New | +$140K |
|
|
ALR
2960
DELISTED
AlerisLife Inc
ALR
| $141K | ﹤0.01% |
2,911
+501
| +21% | +$28.4K |
|
|
MILL
2961
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
| $141K | ﹤0.01% |
23,875
+4,945
| +26% | +$33.9K |
|
2962
Lee Enterprises
LEE
$181M
| $140K | ﹤0.01% |
3,125
+710
| +29% | +$31.7K |
|
|
RGT
2963
Royce Global Value Trust
RGT
$102M
| $140K | ﹤0.01% |
15,681
-5,632
| -26% | -$49.1K |
|
2964
Wabash National
WNC
$512M
| $139K | ﹤0.01% |
+10,103
| New | +$135K |
|
|
LGTY
2965
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
| $139K | ﹤0.01% |
13,666
+2,206
| +19% | +$22.4K |
|
|
HDV
2966
iShares Core High Dividend ETF
HDV
$14.8B
| $137K | ﹤0.01% |
9,555
-535
| -5% | -$7.42K |
|
2967
Medallion Financial
MFIN
$249M
| $137K | ﹤0.01% |
+10,374
| New | +$144K |
|
2968
Safe Bulkers
SB
$781M
| $137K | ﹤0.01% |
14,405
-5,381
| -27% | -$53.4K |
|
|
BLT
2969
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
| $137K | ﹤0.01% |
+11,530
| New | +$146K |
|
|
RJET
2970
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
| $137K | ﹤0.01% |
15,005
-605
| -4% | -$5.87K |
|
2971
LSI Industries
LYTS
$913M
| $136K | ﹤0.01% |
16,590
+2,722
| +20% | +$22.9K |
|
|
NAV
2972
DELISTED
Navistar International
NAV
| $136K | ﹤0.01% |
+4,001
| New | +$142K |
|
|
COB
2973
DELISTED
CommunityOne Bancorp
COB
| $136K | ﹤0.01% |
12,138
+2,351
| +24% | +$27K |
|
|
HTBK
2974
DELISTED
Heritage Commerce
HTBK
| $133K | ﹤0.01% |
16,446
+2,986
| +22% | +$24.2K |
|
|
HEOP
2975
DELISTED
Heritage Oaks Bancorp
HEOP
| $133K | ﹤0.01% |
16,437
+2,995
| +22% | +$23.6K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.