Guggenheim Capital’s Royce Global Value Trust RGT Stock Holding History

Guggenheim Capital’s Portfolio RGT Stock Details RGT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-11,169	Closed	-$98K	–	3090
2014 Q3	$98K	Sell	11,169 -494	-4%	-$4.55K	﹤0.01%	2889
2014 Q2	$110K	Sell	11,663 -4,018	-26%	-$36.3K	﹤0.01%	2993
2014 Q1	$140K	Sell	15,681 -5,632	-26%	-$49.1K	﹤0.01%	2965
2013 Q4	$190K	Buy	+21,313	New	+$185K	﹤0.01%	2861

Other funds holding RGT

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Guggenheim Capital's RGT Position: Q4 2014 in Review

Guggenheim Capital sold out of Royce Global Value Trust (RGT) in Q4 2014, closing a stake of 11,169 shares — an estimated $98K sold.

Guggenheim Capital first reported a position in RGT in Q4 2013 and held it in 4 quarters. The position peaked at $190K in Q4 2013. 59 funds tracked by Wall St. Rank hold RGT as of Q4 2014.

Guggenheim Capital reported no remaining Royce Global Value Trust position as of Q4 2014 after selling out during the quarter.
Guggenheim Capital sold 11,169 Royce Global Value Trust shares in Q4 2014, an estimated $98K.
Guggenheim Capital first reported a position in Royce Global Value Trust in Q4 2013 and held it in 4 quarters.
Guggenheim Capital's Royce Global Value Trust position peaked at $190K in Q4 2013.
59 funds tracked by Wall St. Rank held Royce Global Value Trust as of Q4 2014.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.