RGT

Royce Global Value Trust
RGT

Overview Fund Activity

59 hedge funds and large institutions have $26.7M invested in Royce Global Value Trust in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-4
Holders Change %
-6.35%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
14
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$4.88M
2
FIMG
Financial & Investment Management Group
Michigan
$571K
3
First Manhattan
First Manhattan
New York
$6.11M
4
SFS
Shaker Financial Services
Virginia
$973K
5
WAM
Wolverine Asset Management
Illinois
$326K

Top Sellers

1
CAN
Cetera Advisor Networks
California
$0
2
RVP
Relative Value Partners
Illinois
$1.12M
3
DA
Doliver Advisors
Texas
$364K
4
PFM
Parsec Financial Management
North Carolina
$0
5
VKH
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
First Manhattan
1
First Manhattan
New York
$6.11M +$513K +58,870 +9%
Morgan Stanley
2
Morgan Stanley
New York
$4.88M +$907K +104,123 +23%
U
3
UBS
Switzerland
$1.61M +$67.9K +7,798 +4%
Cohen & Steers
4
Cohen & Steers
New York
$1.55M – – –
Wells Fargo
5
Wells Fargo
California
$1.41M +$198K +22,702 +16%
RJA
6
Raymond James & Associates
Florida
$1.39M -$9.96K -1,144 -0.7%
Lazard Asset Management
7
Lazard Asset Management
New York
$1.21M – – –
RVP
8
Relative Value Partners
Illinois
$1.12M -$174K -19,985 -14%
SFS
9
Shaker Financial Services
Virginia
$973K +$369K +42,440 +61%
VFS
10
VSR Financial Services
Kansas
$729K -$13.6K -1,567 -2%
RCM
11
Rivernorth Capital Management
Florida
$635K – – –
FIMG
12
Financial & Investment Management Group
Michigan
$571K +$571K +65,599 New
Bank of America
13
Bank of America
North Carolina
$548K -$72.7K -8,339 -12%
DA
14
Doliver Advisors
Texas
$364K -$132K -15,159 -27%
RIL
15
Rothschild Investment LLC
Illinois
$353K +$52.3K +6,000 +17%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$345K +$17.3K +1,987 +5%
SG Americas Securities
17
SG Americas Securities
New York
$330K – – –
WAM
18
Wolverine Asset Management
Illinois
$326K +$326K +37,474 New
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$310K +$15.9K +1,821 +5%
CS
20
Credit Suisse
Switzerland
$228K +$104K +11,955 +84%
Brown Advisory
21
Brown Advisory
Maryland
$167K -$56.5K -6,499 -25%
FAAS
22
First Allied Advisory Services
California
$148K – – –
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$147K – – –
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$146K -$6.04K -695 -4%
PAIM
25
Punch & Associates Investment Management
Minnesota
$146K +$146K +16,720 New
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