Guggenheim Capital’s Heritage Commerce HTBK Stock Holding History

Guggenheim Capital’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$126K	Buy	+10,111	New	+$128K	﹤0.01%	1563
2014 Q3	–	Sell	-15,105	Closed	-$124K	–	3049
2014 Q2	$124K	Sell	15,105 -1,341	-8%	-$10.9K	﹤0.01%	2976
2014 Q1	$133K	Buy	16,446 +2,986	+22%	+$24.2K	﹤0.01%	2976
2013 Q4	$111K	Buy	13,460 +783	+6%	+$6.09K	﹤0.01%	2965
2013 Q3	$97K	Buy	12,677 +290	+2%	+$2.1K	﹤0.01%	2854
2013 Q2	$87K	Buy	+12,387	New	+$83.7K	﹤0.01%	2841

Other funds holding HTBK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

HAM

HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return

FTCM

First Trust Capital Management Chicago, Illinois $1.9B AUM 58.39% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Guggenheim Capital's HTBK Position: Q1 2026 in Review

Guggenheim Capital opened a new position in Heritage Commerce (HTBK) in Q1 2026: 10,111 shares worth $126K. The stake represents ﹤0.01% of the portfolio and ranks #1563 among its holdings. This is a return to the name: Guggenheim Capital previously reported a position in HTBK as recently as Q2 2014.

Guggenheim Capital first reported a position in HTBK in Q2 2013 and has held it in 6 quarters since. The position peaked at $133K in Q1 2014. 195 funds tracked by Wall St. Rank hold HTBK as of Q1 2026.

Guggenheim Capital held 10,111 shares of Heritage Commerce worth $126K as of Q1 2026.
Heritage Commerce was a new Guggenheim Capital position in Q1 2026.
Heritage Commerce made up ﹤0.01% of Guggenheim Capital's portfolio in Q1 2026, its #1563 holding.
Guggenheim Capital first reported a position in Heritage Commerce in Q2 2013 and has held it in 6 quarters since.
Guggenheim Capital's Heritage Commerce position peaked at $133K in Q1 2014.
195 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.