Guggenheim Capital’s Heritage Commerce HTBK Stock Holding History

Guggenheim Capital’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-10,111	Closed	-$126K	–	1740
2026 Q1	$126K	Buy	+10,111	New	+$128K	﹤0.01%	1563
2014 Q3	–	Sell	-15,105	Closed	-$124K	–	3049
2014 Q2	$124K	Sell	15,105 -1,341	-8%	-$10.9K	﹤0.01%	2976
2014 Q1	$133K	Buy	16,446 +2,986	+22%	+$24.2K	﹤0.01%	2976
2013 Q4	$111K	Buy	13,460 +783	+6%	+$6.09K	﹤0.01%	2965
2013 Q3	$97K	Buy	12,677 +290	+2%	+$2.1K	﹤0.01%	2854
2013 Q2	$87K	Buy	+12,387	New	+$83.7K	﹤0.01%	2841

Other funds holding HTBK

LWM

Liberty Wealth Management Oakland, California $800M AUM 22.73% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Guggenheim Capital's HTBK Position: Q2 2026 in Review

Guggenheim Capital sold out of Heritage Commerce (HTBK) in Q2 2026, closing a stake of 10,111 shares — an estimated $126K sold.

Guggenheim Capital first reported a position in HTBK in Q2 2013 and held it in 6 quarters. The position peaked at $133K in Q1 2014. 2 funds tracked by Wall St. Rank hold HTBK as of Q2 2026.

Guggenheim Capital reported no remaining Heritage Commerce position as of Q2 2026 after selling out during the quarter.
Guggenheim Capital sold 10,111 Heritage Commerce shares in Q2 2026, an estimated $126K.
Guggenheim Capital first reported a position in Heritage Commerce in Q2 2013 and held it in 6 quarters.
Guggenheim Capital's Heritage Commerce position peaked at $133K in Q1 2014.
2 funds tracked by Wall St. Rank held Heritage Commerce as of Q2 2026.

Based on Guggenheim Capital's 13F filing for Q2 2026, filed 12 Aug 2026.