GC
RXII

Guggenheim Capital’s GALENA BIOPHARMA INC COM RXII Stock Holding History

Guggenheim Capital’s Portfolio RXII Stock Details RXII Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q3 		– Sell
-55,646
Closed -$26K – 2997
2016
Q2 		$26K Buy
55,646
+2,345
+4% +$1.1K ﹤0.01% 2794
2016
Q1 		$73K Buy
53,301
+16,447
+45% +$22.5K ﹤0.01% 2781
2015
Q4 		$54K Buy
36,854
+1,266
+4% +$1.85K ﹤0.01% 2889
2015
Q3 		$56K Sell
35,588
-774
-2% -$1.22K ﹤0.01% 2846
2015
Q2 		$62K Buy
36,362
+1,837
+5% +$3.13K ﹤0.01% 2946
2015
Q1 		$48K Buy
34,525
+2,600
+8% +$3.62K ﹤0.01% 2933
2014
Q4 		$48K Buy
31,925
+8,299
+35% +$12.5K ﹤0.01% 2921
2014
Q3 		$48K Sell
23,626
-33,994
-59% -$69.1K ﹤0.01% 2932
2014
Q2 		$177K Sell
57,620
-1,805
-3% -$5.54K ﹤0.01% 2926
2014
Q1 		$148K Buy
59,425
+11,393
+24% +$28.4K ﹤0.01% 2954
2013
Q4 		$238K Buy
48,032
+2,128
+5% +$10.5K ﹤0.01% 2789
2013
Q3 		$105K Buy
45,904
+11,084
+32% +$25.4K ﹤0.01% 2847
2013
Q2 		$78K Buy
+34,820
New +$78K ﹤0.01% 2854

Other funds holding RXII

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
BIM
BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $77.3B AUM 36.07% 1-Year Est. Return