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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FALC
2826
DELISTED
FalconStor Software Inc
FALC
$6K ﹤0.01%
+15,392
New +$8.03K
DCTH
2827
DELISTED
Delcath Systems Inc
DCTH
$2K ﹤0.01%
+22,824
New +$5.97K
MEMP
2828
DELISTED
Memorial Production Partners LP Common Units
MEMP
$2K ﹤0.01%
13,502
-1,007
-7% -$159
AAXJ icon
2829
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.68B
– –
-14,526
Closed -$798K
ALSN icon
2830
Allison Transmission
ALSN
$9.5B
– –
-54,458
Closed -$1.83M
AMWD
2831
DELISTED
American Woodmark
AMWD
– –
-4,018
Closed -$303K
ANIK icon
2832
Anika Therapeutics
ANIK
$258M
– –
-4,779
Closed -$234K
APVO icon
2833
Aptevo Therapeutics
APVO
$5.12M
– –
0
– -$26K
ASR icon
2834
Grupo Aeroportuario del Sureste
ASR
$8.27B
– –
-2,178
Closed -$313K
BBSI icon
2835
Barrett Business Services
BBSI
$959M
– –
-16,268
Closed -$261K
BJRI icon
2836
BJ's Restaurants
BJRI
$1.42B
– –
-5,942
Closed -$233K
BN icon
2837
Brookfield
BN
$104B
– –
-22,514
Closed -$265K
BSM icon
2838
Black Stone Minerals
BSM
$3.18B
– –
-138,090
Closed -$2.59M
CAF
2839
Morgan Stanley China A Share Fund
CAF
$322M
– –
-12,679
Closed -$216K
CAE icon
2840
CAE Inc. Common Shares
CAE
$8.3B
– –
-13,600
Closed -$190K
CBU icon
2841
Community Bank
CBU
$3.41B
– –
-25,614
Closed -$1.58M
CFFN icon
2842
Capitol Federal Financial
CFFN
$1.09B
– –
-14,930
Closed -$246K
CIK
2843
Credit Suisse Asset Management Income Fund
CIK
$134M
– –
-15,606
Closed -$49K
CNTY icon
2844
Century Casinos
CNTY
$34M
– –
-16,547
Closed -$137K
COHN icon
2845
Cohen & Co
COHN
$33.3M
– –
-1,218
Closed -$14K
CORP icon
2846
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
– –
-2,100
Closed -$215K
DBC icon
2847
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-59,818
Closed -$948K
DBEF icon
2848
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
– –
-9,840
Closed -$276K
DBEU icon
2849
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$770M
– –
-3,422
Closed -$87K
DEM icon
2850
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-42,097
Closed -$1.57M
112 113
114
115 116

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.