Guggenheim Capital’s UBS Asset Management Income Fund, Inc. CIK Stock Holding History

Guggenheim Capital’s Portfolio CIK Stock Details CIK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,139	Closed	-$30K	–	1919
2020 Q2	$30K	Buy	+11,139	New	+$28.6K	﹤0.01%	1863
2019 Q2	–	Sell	-10,136	Closed	-$31K	–	2117
2019 Q1	$31K	Sell	10,136 -2,553	-20%	-$7.66K	﹤0.01%	2159
2018 Q4	$35K	Buy	+12,689	New	+$37.7K	﹤0.01%	2153
2017 Q1	–	Sell	-15,606	Closed	-$49K	–	2850
2016 Q4	$49K	Buy	15,606 +1,590	+11%	+$4.91K	﹤0.01%	2805
2016 Q3	$44K	Hold	14,016	–	–	﹤0.01%	2775
2016 Q2	$41K	Buy	+14,016	New	+$40.6K	﹤0.01%	2780

Other funds holding CIK

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Family Management New York $975M AUM 23.16% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Guggenheim Capital's CIK Position: Q3 2020 in Review

Guggenheim Capital sold out of UBS Asset Management Income Fund, Inc. (CIK) in Q3 2020, closing a stake of 11,139 shares — an estimated $30K sold.

Guggenheim Capital first reported a position in CIK in Q2 2016 and held it in 6 quarters. The position peaked at $49K in Q4 2016. 51 funds tracked by Wall St. Rank hold CIK as of Q3 2020.

Guggenheim Capital reported no remaining UBS Asset Management Income Fund, Inc. position as of Q3 2020 after selling out during the quarter.
Guggenheim Capital sold 11,139 UBS Asset Management Income Fund, Inc. shares in Q3 2020, an estimated $30K.
Guggenheim Capital first reported a position in UBS Asset Management Income Fund, Inc. in Q2 2016 and held it in 6 quarters.
Guggenheim Capital's UBS Asset Management Income Fund, Inc. position peaked at $49K in Q4 2016.
51 funds tracked by Wall St. Rank held UBS Asset Management Income Fund, Inc. as of Q3 2020.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.