Guggenheim Capital’s Morgan Stanley China A Share Fund CAF Stock Holding History

Guggenheim Capital’s Portfolio CAF Stock Details CAF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-9,061	Closed	-$207K	–	2135
2021 Q2	$207K	Sell	9,061 -35	-0.4%	-$802	﹤0.01%	2130
2021 Q1	$205K	Sell	9,096 -155	-2%	-$3.45K	﹤0.01%	2082
2020 Q4	$205K	Buy	+9,251	New	+$209K	﹤0.01%	1946
2019 Q4	–	Sell	-12,547	Closed	-$256K	–	2076
2019 Q3	$256K	Sell	12,547 -272	-2%	-$5.76K	﹤0.01%	1914
2019 Q2	$279K	Sell	12,819 -37	-0.3%	-$816	﹤0.01%	1894
2019 Q1	$301K	Sell	12,856 -936	-7%	-$19.6K	﹤0.01%	1901
2018 Q4	$252K	Sell	13,792 -8,650	-39%	-$167K	﹤0.01%	1973
2018 Q3	$483K	Buy	22,442 +7,087	+46%	+$153K	﹤0.01%	2007
2018 Q2	$354K	Buy	15,355 +2,368	+18%	+$60.2K	﹤0.01%	2126
2018 Q1	$323K	Buy	+12,987	New	+$330K	﹤0.01%	2511
2017 Q1	–	Sell	-12,679	Closed	-$216K	–	2846
2016 Q4	$216K	Buy	+12,679	New	+$228K	﹤0.01%	2675
2016 Q2	–	Sell	-10,101	Closed	-$171K	–	2878
2016 Q1	$171K	Sell	10,101 -559	-5%	-$9.02K	﹤0.01%	2704
2015 Q4	$212K	Buy	+10,660	New	+$270K	﹤0.01%	2749

Other funds holding CAF

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Guggenheim Capital's CAF Position: Q3 2021 in Review

Guggenheim Capital sold out of Morgan Stanley China A Share Fund (CAF) in Q3 2021, closing a stake of 9,061 shares — an estimated $207K sold.

Guggenheim Capital first reported a position in CAF in Q4 2015 and held it in 13 quarters. The position peaked at $483K in Q3 2018. 34 funds tracked by Wall St. Rank hold CAF as of Q3 2021.

Guggenheim Capital reported no remaining Morgan Stanley China A Share Fund position as of Q3 2021 after selling out during the quarter.
Guggenheim Capital sold 9,061 Morgan Stanley China A Share Fund shares in Q3 2021, an estimated $207K.
Guggenheim Capital first reported a position in Morgan Stanley China A Share Fund in Q4 2015 and held it in 13 quarters.
Guggenheim Capital's Morgan Stanley China A Share Fund position peaked at $483K in Q3 2018.
34 funds tracked by Wall St. Rank held Morgan Stanley China A Share Fund as of Q3 2021.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.