Guggenheim Capital’s Morgan Stanley China A Share Fund CAF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-9,061	Closed	-$207K	–	2135
2021 Q2	$207K	Sell	9,061 -35	-0.4%	-$802	﹤0.01%	2130
2021 Q1	$205K	Sell	9,096 -155	-2%	-$3.45K	﹤0.01%	2082
2020 Q4	$205K	Buy	+9,251	New	+$209K	﹤0.01%	1946
2019 Q4	–	Sell	-12,547	Closed	-$256K	–	2076
2019 Q3	$256K	Sell	12,547 -272	-2%	-$5.76K	﹤0.01%	1914
2019 Q2	$279K	Sell	12,819 -37	-0.3%	-$816	﹤0.01%	1894
2019 Q1	$301K	Sell	12,856 -936	-7%	-$19.6K	﹤0.01%	1901
2018 Q4	$252K	Sell	13,792 -8,650	-39%	-$167K	﹤0.01%	1973
2018 Q3	$483K	Buy	22,442 +7,087	+46%	+$153K	﹤0.01%	2007
2018 Q2	$354K	Buy	15,355 +2,368	+18%	+$60.2K	﹤0.01%	2126
2018 Q1	$323K	Buy	+12,987	New	+$330K	﹤0.01%	2511
2017 Q1	–	Sell	-12,679	Closed	-$216K	–	2846
2016 Q4	$216K	Buy	+12,679	New	+$228K	﹤0.01%	2675
2016 Q2	–	Sell	-10,101	Closed	-$171K	–	2878
2016 Q1	$171K	Sell	10,101 -559	-5%	-$9.02K	﹤0.01%	2704
2015 Q4	$212K	Buy	+10,660	New	+$270K	﹤0.01%	2749