Guggenheim Capital’s iShares MSCI All Country Asia ex Japan ETF AAXJ Stock Holding History

Guggenheim Capital’s Portfolio AAXJ Stock Details AAXJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-14,526	Closed	-$798K	–	2836
2016 Q4	$798K	Buy	+14,526	New	+$837K	﹤0.01%	2252
2014 Q1	–	Sell	-1,310	Closed	-$79K	–	3268
2013 Q4	$79K	Sell	1,310 -4,125	-76%	-$248K	﹤0.01%	3012
2013 Q3	$317K	Hold	5,435	–	–	﹤0.01%	2584
2013 Q2	$298K	Buy	+5,435	New	+$316K	﹤0.01%	2619

Other funds holding AAXJ

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $467M AUM 24.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

HSBC Holdings London, United Kingdom $239B AUM 42.32% 1-Year Est. Return

Guggenheim Capital's AAXJ Position: Q1 2017 in Review

Guggenheim Capital sold out of iShares MSCI All Country Asia ex Japan ETF (AAXJ) in Q1 2017, closing a stake of 14,526 shares — an estimated $798K sold.

Guggenheim Capital first reported a position in AAXJ in Q2 2013 and held it in 4 quarters. The position peaked at $798K in Q4 2016. 151 funds tracked by Wall St. Rank hold AAXJ as of Q1 2017.

Guggenheim Capital reported no remaining iShares MSCI All Country Asia ex Japan ETF position as of Q1 2017 after selling out during the quarter.
Guggenheim Capital sold 14,526 iShares MSCI All Country Asia ex Japan ETF shares in Q1 2017, an estimated $798K.
Guggenheim Capital first reported a position in iShares MSCI All Country Asia ex Japan ETF in Q2 2013 and held it in 4 quarters.
Guggenheim Capital's iShares MSCI All Country Asia ex Japan ETF position peaked at $798K in Q4 2016.
151 funds tracked by Wall St. Rank held iShares MSCI All Country Asia ex Japan ETF as of Q1 2017.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.