We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBB
2826
DELISTED
Cincinnati Bell Inc.
CBB
| $126K | ﹤0.01% |
9,249
+4,425
| +92% | +$70K |
|
|
IDTI
2827
DELISTED
Integrated Device Technology I
IDTI
| $123K | ﹤0.01% |
13,045
+776
| +6% | +$6.9K |
|
|
PMX
2828
DELISTED
PIMCO Municipal Income Fund III
PMX
| $122K | ﹤0.01% |
11,679
-1,772
| -13% | -$18.3K |
|
2829
Ubiquiti
UI
$34.3B
| $122K | ﹤0.01% |
+3,633
| New | +$97.4K |
|
2830
BioCryst Pharmaceuticals
BCRX
$2.38B
| $121K | ﹤0.01% |
16,565
-3,467
| -17% | -$17.6K |
|
2831
Talphera
TLPH
$74.2M
| $120K | ﹤0.01% |
+558
| New | +$122K |
|
2832
News Corp Class B
NWS
$18.3B
| $119K | ﹤0.01% |
+7,228
| New | +$117K |
|
|
SPRT
2833
DELISTED
support.com, Inc.
SPRT
| $119K | ﹤0.01% |
7,294
-225
| -3% | -$3.66K |
|
|
PLXT
2834
DELISTED
PLX TECHNOLOGY INC
PLXT
| $119K | ﹤0.01% |
19,788
-500
| -2% | -$2.73K |
|
2835
Oxford Square Capital
OXSQ
$157M
| $118K | ﹤0.01% |
+12,061
| New | +$118K |
|
|
OME
2836
DELISTED
Omega Protein
OME
| $117K | ﹤0.01% |
11,538
+1,148
| +11% | +$10.7K |
|
2837
Amkor Technology
AMKR
$13.5B
| $112K | ﹤0.01% |
26,122
+1,019
| +4% | +$4.37K |
|
|
KEF
2838
DELISTED
Korea Equity Fund
KEF
| $112K | ﹤0.01% |
12,920
| – | – |
|
|
VITC
2839
DELISTED
VITACOST COM INC COM STK (DE)
VITC
| $111K | ﹤0.01% |
+12,995
| New | +$113K |
|
|
VVTV
2840
DELISTED
VALUEVISION MEDIA INC
VVTV
| $110K | ﹤0.01% |
25,270
+1,836
| +8% | +$9.71K |
|
2841
LSI Industries
LYTS
$913M
| $108K | ﹤0.01% |
12,737
+702
| +6% | +$5.54K |
|
2842
Casella Waste Systems
CWST
$5.75B
| $107K | ﹤0.01% |
18,549
+1,085
| +6% | +$5.46K |
|
2843
8x8 Inc
EGHT
$329M
| $106K | ﹤0.01% |
+10,510
| New | +$98.2K |
|
2844
Odyssey Marine Exploration
OMEX
$44M
| $106K | ﹤0.01% |
2,928
-36
| -1% | -$1.36K |
|
|
RXII
2845
DELISTED
GALENA BIOPHARMA INC COM
RXII
| $105K | ﹤0.01% |
45,904
+11,084
| +32% | +$25.4K |
|
2846
Axcelis
ACLS
$4.2B
| $104K | ﹤0.01% |
12,249
+82
| +0.7% | +$665 |
|
2847
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
| $104K | ﹤0.01% |
1,703
-87
| -5% | -$5.25K |
|
|
GPT
2848
DELISTED
Gramercy Property Trust
GPT
| $104K | ﹤0.01% |
8,407
+1,588
| +23% | +$21K |
|
|
FLOW
2849
DELISTED
FLOW INTL CORP
FLOW
| $103K | ﹤0.01% |
25,626
+1,105
| +5% | +$4.09K |
|
|
CTIC
2850
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
| $102K | ﹤0.01% |
6,217
+814
| +15% | +$9.43K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.