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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2776
Intrepid Potash
IPI
$460M
| $248K | ﹤0.01% |
1,561
+104
| +7% | +$16.2K |
|
|
IDTI
2777
DELISTED
Integrated Device Technology I
IDTI
| $248K | ﹤0.01% |
24,267
+11,222
| +86% | +$112K |
|
|
MODV
2778
DELISTED
ModivCare
MODV
| $246K | ﹤0.01% |
+9,551
| New | +$264K |
|
2779
Simmons First National
SFNC
$3.39B
| $246K | ﹤0.01% |
+13,254
| New | +$224K |
|
|
RCS
2780
PIMCO Strategic Income Fund
RCS
$248M
| $243K | ﹤0.01% |
24,840
+12,688
| +104% | +$129K |
|
|
BONT
2781
DELISTED
Bon-Ton Stores Inc/The
BONT
| $242K | ﹤0.01% |
+14,895
| New | +$207K |
|
2782
Primerica
PRI
$10B
| $241K | ﹤0.01% |
+5,625
| New | +$239K |
|
2783
Standex International
SXI
$4.11B
| $240K | ﹤0.01% |
3,822
-29,321
| -88% | -$1.78M |
|
2784
RenaissanceRe
RNR
$13.3B
| $239K | ﹤0.01% |
2,457
-432
| -15% | -$40.2K |
|
|
IOC
2785
DELISTED
Interoil Corporation
IOC
| $238K | ﹤0.01% |
4,620
-5,303
| -53% | -$367K |
|
|
EPL
2786
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
| $238K | ﹤0.01% |
8,369
+197
| +2% | +$6.31K |
|
|
RXII
2787
DELISTED
GALENA BIOPHARMA INC COM
RXII
| $238K | ﹤0.01% |
48,032
+2,128
| +5% | +$10.5K |
|
2788
Kennametal
KMT
$2.59B
| $235K | ﹤0.01% |
+4,521
| New | +$214K |
|
2789
CVB Financial
CVBF
$3.99B
| $234K | ﹤0.01% |
13,717
-549
| -4% | -$8.35K |
|
|
SYNT
2790
DELISTED
Syntel Inc
SYNT
| $234K | ﹤0.01% |
5,146
-12,678
| -71% | -$549K |
|
2791
Applied Industrial Technologies
AIT
$13.3B
| $233K | ﹤0.01% |
4,750
+135
| +3% | +$6.58K |
|
2792
Minerals Technologies
MTX
$2.34B
| $231K | ﹤0.01% |
3,843
-14,015
| -78% | -$791K |
|
2793
Park-Ohio Holdings
PKOH
$700M
| $230K | ﹤0.01% |
+4,379
| New | +$185K |
|
|
CALD
2794
DELISTED
Callidus Software, Inc.
CALD
| $229K | ﹤0.01% |
16,659
+516
| +3% | +$5.65K |
|
2795
Clean Harbors
CLH
$16.3B
| $228K | ﹤0.01% |
3,799
-81,575
| -96% | -$4.7M |
|
|
EVHC
2796
DELISTED
Envision Healthcare Holdings Inc
EVHC
| $228K | ﹤0.01% |
+2,145
| New | +$193K |
|
|
CHMI
2797
Cherry Hill Mortgage Investment Corp
CHMI
$88.2M
| $226K | ﹤0.01% |
+12,693
| New | +$226K |
|
|
XOMA
2798
DELISTED
Xoma
XOMA
| $226K | ﹤0.01% |
1,683
+177
| +12% | +$17.8K |
|
2799
PC Connection
CNXN
$2.19B
| $225K | ﹤0.01% |
+9,077
| New | +$186K |
|
|
BLOX
2800
DELISTED
Infoblox Inc
BLOX
| $224K | ﹤0.01% |
+6,769
| New | +$265K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.