GC
XOMA

Guggenheim Capital’s Xoma XOMA Stock Holding History

Guggenheim Capital’s Portfolio XOMA Stock Details XOMA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-2,164
Closed -$20K – 2989
2016
Q3 		$20K Buy
2,164
+1,009
+87% +$11.6K ﹤0.01% 2825
2016
Q2 		$13K Buy
+1,155
New +$16.6K ﹤0.01% 2834
2016
Q1 		– Sell
-678
Closed -$18K – 3002
2015
Q4 		$18K Sell
678
-414
-38% -$10.6K ﹤0.01% 2927
2015
Q3 		$17K Buy
1,092
+17
+2% +$536 ﹤0.01% 2906
2015
Q2 		$83K Buy
1,075
+22
+2% +$1.58K ﹤0.01% 2915
2015
Q1 		$76K Buy
1,053
+82
+8% +$6.02K ﹤0.01% 2887
2014
Q4 		$70K Sell
971
-13,924
-93% -$1.19M ﹤0.01% 2885
2014
Q3 		$1.25M Sell
14,895
-211
-1% -$18K ﹤0.01% 2083
2014
Q2 		$1.39M Sell
15,106
-8,392
-36% -$728K ﹤0.01% 2075
2014
Q1 		$2.45M Buy
23,498
+21,815
+1,296% +$3.17M 0.01% 1618
2013
Q4 		$226K Buy
1,683
+177
+12% +$17.8K ﹤0.01% 2800
2013
Q3 		$135K Sell
1,506
-33
-2% -$3K ﹤0.01% 2808
2013
Q2 		$112K Buy
+1,539
New +$115K ﹤0.01% 2811

Other funds holding XOMA

BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
NCCM
Nine Chapters Capital Management Short Hills, New Jersey $45.4M AUM 14.43% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return

Guggenheim Capital's XOMA Position: Q4 2016 in Review

Guggenheim Capital sold out of Xoma (XOMA) in Q4 2016, closing a stake of 2,164 shares — an estimated $20K sold.

Guggenheim Capital first reported a position in XOMA in Q2 2013 and held it in 13 quarters. The position peaked at $2.45M in Q1 2014. 39 funds tracked by Wall St. Rank hold XOMA as of Q4 2016.

  • Guggenheim Capital reported no remaining Xoma position as of Q4 2016 after selling out during the quarter.
  • Guggenheim Capital sold 2,164 Xoma shares in Q4 2016, an estimated $20K.
  • Guggenheim Capital first reported a position in Xoma in Q2 2013 and held it in 13 quarters.
  • Guggenheim Capital's Xoma position peaked at $2.45M in Q1 2014.
  • 39 funds tracked by Wall St. Rank held Xoma as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.