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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGH
2526
DELISTED
Textainer Group Holdings limited
TGH
$518K ﹤0.01%
12,882
-211,102
-94% -$8.08M
NUW icon
2527
Nuveen AMT-Free Municipal Value Fund
NUW
$252M
$516K ﹤0.01%
+33,945
New +$509K
VYX icon
2528
NCR Voyix
VYX
$1.13B
$516K ﹤0.01%
24,693
-417,171
-94% -$9.27M
SMI
2529
DELISTED
Semiconductor Manufacturing Intl
SMI
$516K ﹤0.01%
132,522
-220,531
-62% -$833K
NATI
2530
DELISTED
National Instruments Corp
NATI
$515K ﹤0.01%
16,084
-151
-0.9% -$4.66K
ANFI
2531
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$514K ﹤0.01%
32,608
-278
-0.8% -$4.07K
GATX icon
2532
GATX Corp
GATX
$6.27B
$512K ﹤0.01%
9,830
+4,185
+74% +$210K
HLT icon
2533
Hilton Worldwide
HLT
$71.7B
$508K ﹤0.01%
+7,600
New +$497K
TAHO
2534
DELISTED
Tahoe Resources Inc
TAHO
$507K ﹤0.01%
30,496
-855
-3% -$15K
HSNI
2535
DELISTED
HSN, Inc.
HSNI
$507K ﹤0.01%
8,131
-86,571
-91% -$4.9M
ANDE icon
2536
Andersons Inc
ANDE
$2.28B
$506K ﹤0.01%
8,502
-48,597
-85% -$2.59M
PRO
2537
DELISTED
PROS Holdings
PRO
$505K ﹤0.01%
12,664
-73
-0.6% -$2.62K
BBAR icon
2538
BBVA Argentina
BBAR
$3.48B
$504K ﹤0.01%
+72,347
New +$549K
CBL
2539
DELISTED
CBL& Associates Properties, Inc.
CBL
$503K ﹤0.01%
28,036
-657
-2% -$12.3K
SSD icon
2540
Simpson Manufacturing
SSD
$8.08B
$500K ﹤0.01%
13,628
+176
+1% +$6.12K
SHLD
2541
DELISTED
Sears Holding Corporation
SHLD
$498K ﹤0.01%
13,443
-31,669
-70% -$1.33M
KOS icon
2542
Kosmos Energy
KOS
$1.52B
$497K ﹤0.01%
44,452
+23,187
+109% +$248K
NYT icon
2543
New York Times
NYT
$10.3B
$495K ﹤0.01%
31,193
+6,199
+25% +$84.3K
HNP
2544
DELISTED
Huaneng Power Intl, Inc.
HNP
$495K ﹤0.01%
13,609
-40,305
-75% -$1.59M
MSGS icon
2545
Madison Square Garden
MSGS
$9.42B
$493K ﹤0.01%
12,007
-24,676
-67% -$1M
PAG icon
2546
Penske Automotive Group
PAG
$14.2B
$493K ﹤0.01%
10,464
+2,766
+36% +$118K
BGH
2547
Barings Global Short Duration High Yield Fund
BGH
$287M
$492K ﹤0.01%
21,282
+11,350
+114% +$262K
FFIC
2548
DELISTED
Flushing Financial
FFIC
$492K ﹤0.01%
23,743
-2,062
-8% -$41.4K
BQH
2549
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$492K ﹤0.01%
39,327
-4,814
-11% -$61.2K
BCS.PRC
2550
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$491K ﹤0.01%
19,379
-11,796
-38% -$299K
100 101
102
103 104

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.