Guggenheim Capital’s Semiconductor Manufacturing Intl SMI Stock Holding History

Guggenheim Capital’s Portfolio SMI Stock Details SMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-58,708	Closed	-$326K	–	2945
2017 Q3	$326K	Buy	+58,708	New	+$308K	﹤0.01%	2523
2014 Q4	–	Sell	-56,761	Closed	-$289K	–	3253
2014 Q3	$289K	Sell	56,761 -27,918	-33%	-$132K	﹤0.01%	2736
2014 Q2	$358K	Sell	84,679 -13,522	-14%	-$54.8K	﹤0.01%	2712
2014 Q1	$370K	Sell	98,201 -34,321	-26%	-$150K	﹤0.01%	2681
2013 Q4	$516K	Sell	132,522 -220,531	-62%	-$833K	﹤0.01%	2531
2013 Q3	$1.23M	Buy	353,053 +96,494	+38%	+$365K	﹤0.01%	1979
2013 Q2	$936K	Buy	+256,559	New	+$949K	﹤0.01%	2091

Other funds holding SMI

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

CAIMH

Central Asset Investments & Management Holdings Hong Kong $108M AUM 304.4% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Guggenheim Capital's SMI Position: Q4 2017 in Review

Guggenheim Capital sold out of Semiconductor Manufacturing Intl (SMI) in Q4 2017, closing a stake of 58,708 shares — an estimated $326K sold.

Guggenheim Capital first reported a position in SMI in Q2 2013 and held it in 7 quarters. The position peaked at $1.23M in Q3 2013. 34 funds tracked by Wall St. Rank hold SMI as of Q4 2017.

Guggenheim Capital reported no remaining Semiconductor Manufacturing Intl position as of Q4 2017 after selling out during the quarter.
Guggenheim Capital sold 58,708 Semiconductor Manufacturing Intl shares in Q4 2017, an estimated $326K.
Guggenheim Capital first reported a position in Semiconductor Manufacturing Intl in Q2 2013 and held it in 7 quarters.
Guggenheim Capital's Semiconductor Manufacturing Intl position peaked at $1.23M in Q3 2013.
34 funds tracked by Wall St. Rank held Semiconductor Manufacturing Intl as of Q4 2017.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.