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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
2476
First Financial Bancorp
FFBC
$3.54B
$598K ﹤0.01%
34,301
-14,776
-30% -$236K
ENOV icon
2477
Enovis
ENOV
$1.48B
$597K ﹤0.01%
+5,450
New +$546K
MORN icon
2478
Morningstar
MORN
$7.46B
$597K ﹤0.01%
7,648
-94
-1% -$7.48K
NMY
2479
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$597K ﹤0.01%
50,057
-64
-0.1% -$766
CS
2480
DELISTED
Credit Suisse Group
CS
$596K ﹤0.01%
19,214
+2,234
+13% +$67.8K
BAS
2481
DELISTED
Basis Energy Services, Inc.
BAS
$596K ﹤0.01%
66
-139
-68% -$1.15M
OC icon
2482
Owens Corning
OC
$12.2B
$594K ﹤0.01%
14,578
+1,080
+8% +$41K
CATO icon
2483
Cato Corp
CATO
$65.7M
$591K ﹤0.01%
18,607
-8,905
-32% -$274K
RVBD
2484
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$589K ﹤0.01%
32,632
-9,250
-22% -$150K
MHR
2485
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$588K ﹤0.01%
80,425
+34,628
+76% +$244K
ENLC
2486
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$586K ﹤0.01%
16,197
-1,371
-8% -$40.9K
NGZ
2487
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$585K ﹤0.01%
38,160
+6,817
+22% +$107K
ASR icon
2488
Grupo Aeroportuario del Sureste
ASR
$8.4B
$584K ﹤0.01%
4,682
-10,210
-69% -$1.26M
SCCO icon
2489
CALL
Southern Copper
SCCO
$167B
$583K ﹤0.01%
+21,898
New +$550K
KSM
2490
DELISTED
DWS Strategic Municipal Income Trust
KSM
$583K ﹤0.01%
47,573
-11,175
-19% -$138K
EMES
2491
DELISTED
Emerge Energy Services LP
EMES
$582K ﹤0.01%
+13,122
New +$495K
BLJ
2492
DELISTED
BlackRock New Jersey Municipal Bond Trust
BLJ
$581K ﹤0.01%
43,896
-5,063
-10% -$67.2K
MCEP
2493
DELISTED
Mid-Con Energy Partners, LP
MCEP
$580K ﹤0.01%
+1,268
New +$597K
KODK icon
2494
Kodak
KODK
$965M
$579K ﹤0.01%
+16,796
New +$465K
SWX icon
2495
Southwest Gas
SWX
$6.67B
$572K ﹤0.01%
10,223
-391
-4% -$20.7K
TWTC
2496
DELISTED
TW TELECOM INC CL A COM
TWTC
$572K ﹤0.01%
18,768
-612,545
-97% -$18.3M
CVE icon
2497
Cenovus Energy
CVE
$52.7B
$571K ﹤0.01%
19,933
+5,975
+43% +$174K
AFSI
2498
DELISTED
AmTrust Financial Services, Inc.
AFSI
$571K ﹤0.01%
34,904
+104
+0.3% +$1.97K
NXC
2499
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$569K ﹤0.01%
42,143
+30,688
+268% +$412K
SWS
2500
DELISTED
SWS GROUP INC
SWS
$568K ﹤0.01%
93,429
-33,570
-26% -$198K
98 99
100
101 102

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.