GC
SWS

Guggenheim Capital’s SWS GROUP INC SWS Stock Holding History

Guggenheim Capital’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-84,289
Closed -$581K – 3201
2014
Q3 		$581K Sell
84,289
-44,631
-35% -$323K ﹤0.01% 2496
2014
Q2 		$940K Buy
128,920
+34,160
+36% +$253K ﹤0.01% 2306
2014
Q1 		$709K Buy
94,760
+1,331
+1% +$10.2K ﹤0.01% 2440
2013
Q4 		$568K Sell
93,429
-33,570
-26% -$198K ﹤0.01% 2502
2013
Q3 		$709K Buy
126,999
+10,574
+9% +$60.9K ﹤0.01% 2276
2013
Q2 		$635K Buy
+116,425
New +$673K ﹤0.01% 2302

Other funds holding SWS

Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Guggenheim Capital's SWS Position: Q4 2014 in Review

Guggenheim Capital sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 84,289 shares — an estimated $581K sold.

Guggenheim Capital first reported a position in SWS in Q2 2013 and held it in 6 quarters. The position peaked at $940K in Q2 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

  • Guggenheim Capital reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
  • Guggenheim Capital sold 84,289 SWS GROUP INC shares in Q4 2014, an estimated $581K.
  • Guggenheim Capital first reported a position in SWS GROUP INC in Q2 2013 and held it in 6 quarters.
  • Guggenheim Capital's SWS GROUP INC position peaked at $940K in Q2 2014.
  • 87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.