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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

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108 hedge funds and large institutions have $197M invested in SWS GROUP INC in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 52 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

26% more capital invested

Capital invested by funds: $156M → $197M (+$41M)

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

2% more funds holding

Funds holding: 106 → 108 (+2)

62% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 52

Holders
108
Holders Change
+2
Holders Change %
+1.89%
% of All Funds
3.13%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
11
Increased
20
Reduced
52
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OHCM
Oak Hill Capital Management
New York
+$47.3M
2
AA
Ancora Advisors
Ohio
+$14.7M
3
Renaissance Technologies
Renaissance Technologies
New York
+$2.57M
4
HCMT
Highland Capital Management (Texas)
Texas
+$724K
5
Nomura Holdings
Nomura Holdings
Japan
+$384K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$1.66M
2
MCA
Mendon Capital Advisors
Florida
-$1.42M
3
APG Asset Management
APG Asset Management
Netherlands
-$1.34M
4
First Eagle Investment Management
First Eagle Investment Management
New York
-$1.28M
5
HA
Havens Advisors
New York
-$949K
Name Holding Trade Value Shares
Change 		Change in
Stake
OHCM
1
Oak Hill Capital Management
New York
$45M +$47.3M +6,535,701 New
HCMT
2
Highland Capital Management (Texas)
Texas
$22.5M +$724K +100,000 +3%
AA
3
Ancora Advisors
Ohio
$15.2M +$14.7M +2,037,968 +1,256%
HH
4
Hilltop Holdings
Texas
$10.2M – – –
BFA
5
BlackRock Fund Advisors
California
$9.41M -$1.66M -229,996 -14%
Vanguard Group
6
Vanguard Group
Pennsylvania
$7.13M +$106K +14,653 +1%
BIT
7
BlackRock Institutional Trust
California
$6.8M -$251K -34,643 -3%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$5.22M -$60.3K -8,334 -1%
GF
9
Gabelli Funds
New York
$4.66M +$31.1K +4,300 +0.6%
PCM
10
Perritt Capital Management
Illinois
$4.1M -$5.79K -800 -0.1%
LIM
11
Longfellow Investment Management
Massachusetts
$3.97M -$63K -8,700 -1%
First Eagle Investment Management
12
First Eagle Investment Management
New York
$3.81M -$1.28M -177,092 -24%
State Street
13
State Street
Massachusetts
$3.76M -$126K -17,434 -3%
GI
14
GAMCO Investors
Connecticut
$3.74M -$86.8K -12,000 -2%
HA
15
Havens Advisors
New York
$3.08M -$949K -131,100 -23%
COPPSERS
16
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.96M – – –
Renaissance Technologies
17
Renaissance Technologies
New York
$2.44M +$2.57M +354,850 New
JP Morgan Chase
18
JP Morgan Chase
New York
$2.38M -$58.3K -8,051 -2%
WIC
19
Water Island Capital
New York
$2.3M – – –
Northern Trust
20
Northern Trust
Illinois
$2.19M -$220K -30,383 -9%
TA
21
Teton Advisors
New York
$2.12M -$346K -47,800 -13%
Morgan Stanley
22
Morgan Stanley
New York
$2.06M -$217K -30,007 -9%
APG Asset Management
23
APG Asset Management
Netherlands
$1.91M -$1.34M -184,680 -40%
SG Americas Securities
24
SG Americas Securities
New York
$1.71M +$123K +16,960 +7%
PPA
25
Parametric Portfolio Associates
Washington
$1.43M -$97.2K -13,427 -6%
1
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SWS Hedge Fund Activity: Q3 2014 in Review

108 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2014, worth a combined $197M — up 26% from $156M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SWS positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 52 trimmed.

The largest buyer was Oak Hill Capital Management, opening a new position worth an estimated $47.3M. The largest seller was BlackRock Fund Advisors, cutting an estimated $1.66M.

  • 108 institutional investors held SWS GROUP INC (SWS) as of Q3 2014, up from 106 in Q2 2014.
  • Funds reported $197M of SWS GROUP INC stock for Q3 2014, up 26% quarter-over-quarter.
  • 11 funds opened new SWS GROUP INC positions in Q3 2014 and 9 closed out, a net change of +2 holders.
  • The largest SWS GROUP INC buyer in Q3 2014 was Oak Hill Capital Management, an estimated $47.3M added.
  • The largest SWS GROUP INC seller in Q3 2014 was BlackRock Fund Advisors, an estimated $1.66M sold.

Based on aggregated 13F filings for Q3 2014.