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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Hilltop Holdings
1
Hilltop Holdings
Texas
– -$70.3M -10,171,039 Closed
Oak Hill Capital Management
2
Oak Hill Capital Management
New York
– -$45.2M -6,541,664 Closed
Highland Capital Management (Texas)
3
Highland Capital Management (Texas)
Texas
– -$22.6M -3,268,307 Closed
BlackRock Fund Advisors
4
BlackRock Fund Advisors
California
– -$12.1M -1,751,478 Closed
Vanguard Group
5
Vanguard Group
Pennsylvania
– -$8.69M -1,257,009 Closed
BlackRock Institutional Trust
6
BlackRock Institutional Trust
California
– -$6.82M -986,881 Closed
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
– -$5M -723,405 Closed
Gabelli Funds
8
Gabelli Funds
New York
– -$4.71M -681,677 Closed
PCM
9
Perritt Capital Management
Illinois
– -$3.73M -539,947 Closed
GAMCO Investors
10
GAMCO Investors
Connecticut
– -$3.73M -539,900 Closed
State Street
11
State Street
Massachusetts
– -$3.4M -492,103 Closed
Commonwealth of Pennsylvania Public School Employees Retirement System
12
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$2.97M -429,435 Closed
JP Morgan Chase
13
JP Morgan Chase
New York
– -$2.36M -341,418 Closed
Goldman Sachs
14
Goldman Sachs
New York
– -$2.32M -334,977 Closed
Longfellow Investment Management
15
Longfellow Investment Management
Massachusetts
– -$2.25M -325,467 Closed
Teton Advisors
16
Teton Advisors
New York
– -$2.13M -307,876 Closed
Northern Trust
17
Northern Trust
Illinois
– -$2.1M -303,871 Closed
Morgan Stanley
18
Morgan Stanley
New York
– -$1.96M -283,314 Closed
SG Americas Securities
19
SG Americas Securities
New York
– -$1.67M -242,058 Closed
Gabelli & Co Investment Advisers
20
Gabelli & Co Investment Advisers
New York
– -$1.4M -203,382 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
– -$1.39M -201,000 Closed
HA
22
Havens Advisors
New York
– -$1.38M -199,701 Closed
Mendon Capital Advisors
23
Mendon Capital Advisors
Florida
– -$1.26M -183,068 Closed
Bridgeway Capital Management
24
Bridgeway Capital Management
Texas
– -$1.24M -179,200 Closed
Renaissance Technologies
25
Renaissance Technologies
New York
– -$1.23M -177,290 Closed