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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
1
Highland Capital Management (Texas)
Texas
$12.1M +$12.9M +2,223,632 New
WI
2
WHV Investments
California
$11.6M +$12.3M +2,131,772 New
HCM
3
Hirzel Capital Management
Texas
$8.43M +$8.94M +1,547,463 New
BFA
4
BlackRock Fund Advisors
California
$8.09M +$8.58M +1,484,520 New
HH
5
Hilltop Holdings
Texas
$8.04M +$8.53M +1,475,387 New
BIT
6
BlackRock Institutional Trust
California
$5.74M +$6.09M +1,053,947 New
RRAM
7
River Road Asset Management
Kentucky
$5.05M +$5.36M +926,600 New
Vanguard Group
8
Vanguard Group
Pennsylvania
$4.66M +$4.94M +854,870 New
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$4.24M +$4.5M +778,010 New
AF
10
Aegis Financial
Virginia
$3.41M +$3.62M +626,313 New
State Street
11
State Street
Massachusetts
$3.21M +$3.41M +589,671 New
GI
12
GAMCO Investors
Connecticut
$2.81M +$2.98M +514,900 New
GF
13
Gabelli Funds
New York
$2.75M +$2.92M +505,020 New
Northern Trust
14
Northern Trust
Illinois
$2.37M +$2.52M +435,799 New
Ameriprise
15
Ameriprise
Minnesota
$2.21M +$2.35M +405,901 New
TA
16
Teton Advisors
New York
$1.78M +$1.89M +326,867 New
PCM
17
Perritt Capital Management
Illinois
$1.76M +$1.87M +323,588 New
MCA
18
Mendon Capital Advisors
Florida
$1.53M +$1.62M +280,000 New
Bank of New York Mellon
19
Bank of New York Mellon
New York
$1.24M +$1.31M +227,489 New
MAA
20
Managed Account Advisors
New Jersey
$1.1M +$1.17M +202,163 New
Fidelity Investments
21
Fidelity Investments
Massachusetts
$1.07M +$1.13M +196,000 New
BCM
22
Bridgeway Capital Management
Texas
$1.04M +$1.1M +190,500 New
PPA
23
Parametric Portfolio Associates
Washington
$946K +$1M +173,619 New
WS
24
Wedbush Securities
California
$850K +$901K +155,952 New
TCIM
25
TIAA CREF Investment Management
New York
$847K +$898K +155,371 New