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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Highland Capital Management (Texas)
1
Highland Capital Management (Texas)
Texas
$23.1M +$4.47M +603,521 +24%
BlackRock Fund Advisors
2
BlackRock Fund Advisors
California
$11.6M -$555K -74,817 -4%
Hilltop Holdings
3
Hilltop Holdings
Texas
$10.7M – – –
BlackRock Institutional Trust
4
BlackRock Institutional Trust
California
$7.44M -$80.6K -10,870 -1%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.42M +$610K +82,304 +9%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$5.57M -$143K -19,324 -2%
First Eagle Investment Management
7
First Eagle Investment Management
New York
$5.32M +$5.41M +730,200 New
Gabelli Funds
8
Gabelli Funds
New York
$4.89M +$222K +30,000 +5%
PCM
9
Perritt Capital Management
Illinois
$4.34M -$27.4K -3,700 -0.6%
Longfellow Investment Management
10
Longfellow Investment Management
Massachusetts
$4.26M +$4.34M +585,534 New
HA
11
Havens Advisors
New York
$4.21M +$63.7K +8,600 +2%
State Street
12
State Street
Massachusetts
$4.1M +$9.5K +1,283 +0.2%
GAMCO Investors
13
GAMCO Investors
Connecticut
$4.04M – – –
APG Asset Management
14
APG Asset Management
Netherlands
$3.36M – – –
Commonwealth of Pennsylvania Public School Employees Retirement System
15
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.13M – – –
Mendon Capital Advisors
16
Mendon Capital Advisors
Florida
$2.77M -$926K -125,000 -25%
Teton Advisors
17
Teton Advisors
New York
$2.59M – – –
JP Morgan Chase
18
JP Morgan Chase
New York
$2.57M +$170K +22,974 +7%
Northern Trust
19
Northern Trust
Illinois
$2.53M -$289K -39,006 -10%
Water Island Capital
20
Water Island Capital
New York
$2.43M +$2.47M +333,611 New
Morgan Stanley
21
Morgan Stanley
New York
$2.4M +$2.26M +304,845 +1,251%
SG Americas Securities
22
SG Americas Securities
New York
$1.68M +$342K +46,112 +25%
Parametric Portfolio Associates
23
Parametric Portfolio Associates
Washington
$1.61M -$122K -16,436 -7%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$1.54M -$9.6K -1,290 -0.6%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$1.46M – – –