River Road Asset Management’s SWS GROUP INC SWS Stock Holding History

River Road Asset Management’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-900,665	Closed	-$6.74M	–	177
2014 Q1	$6.74M	Sell	900,665 -8,850	-1%	-$67.9K	0.07%	145
2013 Q4	$5.53M	Buy	909,515 +11,210	+1%	+$66K	0.06%	158
2013 Q3	$5.01M	Sell	898,305 -28,295	-3%	-$163K	0.06%	157
2013 Q2	$5.05M	Buy	+926,600	New	+$5.36M	0.06%	157

Other funds holding SWS

Highland Capital Management (Texas) Dallas, Texas $39M AUM

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.1B AUM 24.7% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Eagle Investment Management

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return