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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

86 hedge funds and large institutions have $128M invested in SWS GROUP INC in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $118M → $128M (+$10.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 9086 (-4)

12% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 33

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
86
Holders Change
-4
Holders Change %
-4.44%
% of All Funds
2.49%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
29
Reduced
33
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
1
Highland Capital Management (Texas)
Texas
$15.6M +$1.36M +231,000 +10%
WI
2
WHV Investments
California
$12.3M -$559K -94,930 -4%
BFA
3
BlackRock Fund Advisors
California
$10.1M +$201K +34,097 +2%
HCM
4
Hirzel Capital Management
Texas
$9.68M +$236K +40,000 +3%
HH
5
Hilltop Holdings
Texas
$8.97M
BIT
6
BlackRock Institutional Trust
California
$6.25M +$11.2K +1,908 +0.2%
RRAM
7
River Road Asset Management
Kentucky
$5.53M +$66K +11,210 +1%
Vanguard Group
8
Vanguard Group
Pennsylvania
$5.29M +$20.6K +3,491 +0.4%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$4.71M -$2.35K -400 -0.1%
AF
10
Aegis Financial
Virginia
$3.8M
PCM
11
Perritt Capital Management
Illinois
$3.65M +$497K +84,447 +16%
State Street
12
State Street
Massachusetts
$3.45M -$84K -14,270 -2%
GI
13
GAMCO Investors
Connecticut
$3.23M
GF
14
Gabelli Funds
New York
$3.22M +$124K +21,000 +4%
Northern Trust
15
Northern Trust
Illinois
$2.57M -$30.2K -5,135 -1%
Ameriprise
16
Ameriprise
Minnesota
$2.52M +$15.1K +2,561 +0.6%
TA
17
Teton Advisors
New York
$2.16M
MCA
18
Mendon Capital Advisors
Florida
$1.55M -$147K -25,000 -9%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$1.41M +$39.2K +6,651 +3%
PPA
20
Parametric Portfolio Associates
Washington
$1.24M +$57.1K +9,694 +5%
Fidelity Investments
21
Fidelity Investments
Massachusetts
$1.22M
BCM
22
Bridgeway Capital Management
Texas
$1.16M
RFC
23
Russell Frank Company
Washington
$1.06M -$275K -46,652 -25%
Principal Financial Group
24
Principal Financial Group
Iowa
$1.03M +$60.6K +10,292 +6%
MAA
25
Managed Account Advisors
New Jersey
$965K -$243K -41,281 -21%

SWS Hedge Fund Activity: Q4 2013 in Review

86 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2013, worth a combined $128M — up 9.3% from $118M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SWS and 5 opened new positions — a net loss of 4 holders — while 33 trimmed existing stakes and 29 added.

The largest buyer was Highland Capital Management (Texas), adding an estimated $1.36M. The largest seller was WHV Investments, cutting an estimated $559K.

  • 86 institutional investors held SWS GROUP INC (SWS) as of Q4 2013, down from 90 in Q3 2013.
  • Funds reported $128M of SWS GROUP INC stock for Q4 2013, up 9.3% quarter-over-quarter.
  • 5 funds opened new SWS GROUP INC positions in Q4 2013 and 9 closed out, a net change of -4 holders.
  • The largest SWS GROUP INC buyer in Q4 2013 was Highland Capital Management (Texas), an estimated $1.36M added.
  • The largest SWS GROUP INC seller in Q4 2013 was WHV Investments, an estimated $559K sold.

Based on aggregated 13F filings for Q4 2013.