SWS GROUP INC
SWS
SWS was delisted on the 31st of December, 2014.
86 hedge funds and large institutions have $129M invested in SWS GROUP INC in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 33 reducing their positions, and 9 closing their positions.
9% more capital invested
Capital invested by funds: $118M → $129M (+$11M)
0.23% more ownership
Funds ownership: 63.7% → 63.93% (+0.23%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less funds holding
Funds holding: 90 → 86 (-4)
12% less repeat investments, than reductions
Existing positions increased: 29 | Existing positions reduced: 33
44% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCMT
Highland Capital Management (Texas)
Dallas,
Texas
|
+$1.36M |
| 2 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
+$497K |
| 3 |
HCM
Hirzel Capital Management
Dallas,
Texas
|
+$236K |
| 4 |
Two Sigma Investments
New York
|
+$206K |
| 5 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$201K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WI
WHV Investments
San Francisco,
California
|
-$559K |
| 2 |
RFC
Russell Frank Company
Seattle,
Washington
|
-$275K |
| 3 |
MAA
Managed Account Advisors
Jersey City,
New Jersey
|
-$243K |
| 4 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$222K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$198K |
SWS Hedge Fund Activity: Q4 2013 in Review
86 of the 3,459 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2013, worth a combined $129M — up 9.3% from $118M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of SWS and 5 opened new positions — a net loss of 4 holders — while 33 trimmed existing stakes and 29 added.
The largest buyer was Highland Capital Management (Texas), adding an estimated $1.36M. The largest seller was WHV Investments, cutting an estimated $559K.
- 86 institutional investors held SWS GROUP INC (SWS) as of Q4 2013, down from 90 in Q3 2013.
- Funds reported $129M of SWS GROUP INC stock for Q4 2013, up 9.3% quarter-over-quarter.
- 5 funds opened new SWS GROUP INC positions in Q4 2013 and 9 closed out, a net change of -4 holders.
- The largest SWS GROUP INC buyer in Q4 2013 was Highland Capital Management (Texas), an estimated $1.36M added.
- The largest SWS GROUP INC seller in Q4 2013 was WHV Investments, an estimated $559K sold.
Based on aggregated 13F filings for Q4 2013.