SWS GROUP INC
SWS
SWS was delisted on the 31st of December, 2014.
90 hedge funds and large institutions have $118M invested in SWS GROUP INC in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 37 increasing their positions, 30 reducing their positions, and 9 closing their positions.
23% more repeat investments, than reductions
Existing positions increased: 37 | Existing positions reduced: 30
2% more capital invested
Capital invested by funds: $115M → $118M (+$2.63M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.32% less ownership
Funds ownership: 64.02% → 63.7% (-0.32%)
6% less funds holding
Funds holding: 96 → 90 (-6)
56% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
+$1.1M |
| 2 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$802K |
| 3 |
HCMT
Highland Capital Management (Texas)
Dallas,
Texas
|
+$635K |
| 4 |
RFC
Russell Frank Company
Seattle,
Washington
|
+$210K |
| 5 |
TA
Teton Advisors
Rye,
New York
|
+$166K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$844K |
| 2 |
HAI
Hennessy Advisors Inc
Novato,
California
|
-$622K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$453K |
| 4 |
PFMOSF
Philadelphia Financial Management of San Francisco
San Francisco,
California
|
-$379K |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$257K |
SWS Hedge Fund Activity: Q3 2013 in Review
90 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q3 2013, worth a combined $118M — up 2.3% from $115M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of SWS and 4 opened new positions — a net loss of 5 holders — while 30 trimmed existing stakes and 37 added.
The largest buyer was Perritt Capital Management, adding an estimated $1.1M. The largest seller was First Trust Advisors, exiting entirely with an estimated $844K sold.
- 90 institutional investors held SWS GROUP INC (SWS) as of Q3 2013, down from 96 in Q2 2013.
- Funds reported $118M of SWS GROUP INC stock for Q3 2013, up 2.3% quarter-over-quarter.
- 4 funds opened new SWS GROUP INC positions in Q3 2013 and 9 closed out, a net change of -5 holders.
- The largest SWS GROUP INC buyer in Q3 2013 was Perritt Capital Management, an estimated $1.1M added.
- The largest SWS GROUP INC seller in Q3 2013 was First Trust Advisors, an estimated $844K sold.
Based on aggregated 13F filings for Q3 2013.