HAI
SWS

Hennessy Advisors Inc’s SWS GROUP INC SWS Stock Holding History

Hennessy Advisors Inc’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-114,136
Closed -$622K – 342
2013
Q2 		$622K Buy
+114,136
New +$660K 0.03% 291

Other funds holding SWS

HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
WI
WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
HCM
Hirzel Capital Management Dallas, Texas $15.1M AUM 5.29% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.29B AUM 35.96% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
AF
Aegis Financial Mc Lean, Virginia $633M AUM 87.77% 1-Year Est. Return

Hennessy Advisors Inc's SWS Position: Q3 2013 in Review

Hennessy Advisors Inc sold out of SWS GROUP INC (SWS) in Q3 2013, closing a stake of 114,136 shares — an estimated $622K sold.

Hennessy Advisors Inc first reported a position in SWS in Q2 2013 and held it in 1 quarter. The position peaked at $622K in Q2 2013. 90 funds tracked by Wall St. Rank hold SWS as of Q3 2013.

  • Hennessy Advisors Inc reported no remaining SWS GROUP INC position as of Q3 2013 after selling out during the quarter.
  • Hennessy Advisors Inc sold 114,136 SWS GROUP INC shares in Q3 2013, an estimated $622K.
  • Hennessy Advisors Inc first reported a position in SWS GROUP INC in Q2 2013 and held it in 1 quarter.
  • Hennessy Advisors Inc's SWS GROUP INC position peaked at $622K in Q2 2013.
  • 90 funds tracked by Wall St. Rank held SWS GROUP INC as of Q3 2013.

Based on Hennessy Advisors Inc's 13F filing for Q3 2013, filed 30 Oct 2013.