We are live on ! Find out more
SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

87 hedge funds and large institutions have $1.2B invested in SWS GROUP INC in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 34 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

509% more capital invested

Capital invested by funds: $197M → $1.2B (+$1B)

19% less funds holding

Funds holding: 10887 (-21)

21% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 34

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

71% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 28

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $7K

Holders
87
Holders Change
-21
Holders Change %
-19.44%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
8
Increased
27
Reduced
34
Closed
28
Calls
Puts
$7K
Net Calls
-$7K
Net Calls Change
-$7K
Name Holding Trade Value Shares
Change
Change in
Stake
Geode Capital Management
1
Geode Capital Management
Massachusetts
$970M
HH
2
Hilltop Holdings
Texas
$70.3M +$61.2M +8,695,652 +589%
OHCM
3
Oak Hill Capital Management
New York
$45.2M +$42K +5,963 +0.1%
HCMT
4
Highland Capital Management (Texas)
Texas
$22.6M
BFA
5
BlackRock Fund Advisors
California
$12.1M +$2.71M +385,116 +28%
Vanguard Group
6
Vanguard Group
Pennsylvania
$8.69M +$1.57M +222,533 +22%
BIT
7
BlackRock Institutional Trust
California
$6.82M +$1.24K +176 +0%
Dimensional Fund Advisors
8
Dimensional Fund Advisors
Texas
$5M -$239K -33,908 -4%
GF
9
Gabelli Funds
New York
$4.71M +$40.1K +5,700 +0.8%
PCM
10
Perritt Capital Management
Illinois
$3.73M -$387K -55,000 -9%
GI
11
GAMCO Investors
Connecticut
$3.73M -$21.1K -3,000 -0.6%
State Street
12
State Street
Massachusetts
$3.4M -$375K -53,321 -10%
COPPSERS
13
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$2.97M
JP Morgan Chase
14
JP Morgan Chase
New York
$2.36M -$24.4K -3,469 -1%
Goldman Sachs
15
Goldman Sachs
New York
$2.31M +$2.21M +313,388 +1,452%
LIM
16
Longfellow Investment Management
Massachusetts
$2.25M -$1.77M -251,367 -44%
TA
17
Teton Advisors
New York
$2.13M
Northern Trust
18
Northern Trust
Illinois
$2.1M -$95.1K -13,514 -4%
Morgan Stanley
19
Morgan Stanley
New York
$1.96M -$112K -15,883 -5%
SG Americas Securities
20
SG Americas Securities
New York
$1.67M -$42.2K -5,991 -2%
GCIA
21
Gabelli & Co Investment Advisers
New York
$1.41M +$260K +36,913 +22%
Fidelity Investments
22
Fidelity Investments
Massachusetts
$1.39M
HA
23
Havens Advisors
New York
$1.38M -$1.74M -247,799 -55%
MCA
24
Mendon Capital Advisors
Florida
$1.26M
BCM
25
Bridgeway Capital Management
Texas
$1.24M -$2.81K -400 -0.2%

SWS Hedge Fund Activity: Q4 2014 in Review

87 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q4 2014, worth a combined $1.2B — up 509% from $197M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of SWS and 8 opened new positions — a net loss of 20 holders — while 34 trimmed existing stakes and 27 added.

The largest buyer was Hilltop Holdings, adding an estimated $61.2M. The largest seller was First Eagle Investment Management, cutting an estimated $3.19M.

  • 87 institutional investors held SWS GROUP INC (SWS) as of Q4 2014, down from 108 in Q3 2014.
  • Funds reported $1.2B of SWS GROUP INC stock for Q4 2014, up 509% quarter-over-quarter.
  • 8 funds opened new SWS GROUP INC positions in Q4 2014 and 28 closed out, a net change of -20 holders.
  • The largest SWS GROUP INC buyer in Q4 2014 was Hilltop Holdings, an estimated $61.2M added.
  • The largest SWS GROUP INC seller in Q4 2014 was First Eagle Investment Management, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2014.