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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

110 hedge funds and large institutions have $168M invested in SWS GROUP INC in 2014 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

30% more capital invested

Capital invested by funds: $128M → $168M (+$39.1M)

28% more funds holding

Funds holding: 86110 (+24)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $675K

Holders
110
Holders Change
+24
Holders Change %
+27.91%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
32
Increased
31
Reduced
31
Closed
8
Calls
Puts
$675K
Net Calls
-$675K
Net Calls Change
-$675K
Name Holding Trade Value Shares
Change
Change in
Stake
HCMT
1
Highland Capital Management (Texas)
Texas
$19.2M
BFA
2
BlackRock Fund Advisors
California
$12.5M +$103K +13,459 +0.8%
HH
3
Hilltop Holdings
Texas
$11M
BIT
4
BlackRock Institutional Trust
California
$7.72M +$27.3K +3,556 +0.3%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.01M +$521K +67,881 +8%
RRAM
6
River Road Asset Management
Kentucky
$6.74M -$67.9K -8,850 -1%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$5.87M +$77.2K +10,061 +1%
GF
8
Gabelli Funds
New York
$4.8M +$857K +111,657 +21%
PCM
9
Perritt Capital Management
Illinois
$4.48M
HA
10
Havens Advisors
New York
$4.22M +$4.37M +570,000 New
State Street
11
State Street
Massachusetts
$4.21M -$41.7K -5,430 -1%
GI
12
GAMCO Investors
Connecticut
$4.15M +$187K +24,350 +5%
HCM
13
Hirzel Capital Management
Texas
$3.96M -$8.15M -1,062,548 -67%
MCA
14
Mendon Capital Advisors
Florida
$3.78M +$1.92M +250,000 +98%
EC
15
EJF Capital
Virginia
$3.74M +$3.84M +500,000 New
APG Asset Management
16
APG Asset Management
Netherlands
$3.45M +$3.54M +461,700 New
Millennium Management
17
Millennium Management
New York
$3.45M +$3.53M +460,641 New
COPPSERS
18
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$3.21M +$3.29M +429,435 New
Ameriprise
19
Ameriprise
Minnesota
$3.12M +$16.6K +2,162 +0.5%
Northern Trust
20
Northern Trust
Illinois
$2.89M -$277K -36,108 -9%
TA
21
Teton Advisors
New York
$2.66M
JP Morgan Chase
22
JP Morgan Chase
New York
$2.47M +$1.96M +254,911 +340%
LOM
23
Loeb Offshore Management
New York
$2.26M +$2.32M +302,300 New
PPA
24
Parametric Portfolio Associates
Washington
$1.77M +$260K +33,929 +17%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$1.59M -$151K -19,746 -8%

SWS Hedge Fund Activity: Q1 2014 in Review

110 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in SWS GROUP INC (SWS) for Q1 2014, worth a combined $168M — up 30% from $128M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SWS positions and 8 closed out — a net gain of 24 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Havens Advisors, opening a new position worth an estimated $4.37M. The largest seller was WHV Investments, cutting an estimated $15M.

  • 110 institutional investors held SWS GROUP INC (SWS) as of Q1 2014, up from 86 in Q4 2013.
  • Funds reported $168M of SWS GROUP INC stock for Q1 2014, up 30% quarter-over-quarter.
  • 32 funds opened new SWS GROUP INC positions in Q1 2014 and 8 closed out, a net change of +24 holders.
  • The largest SWS GROUP INC buyer in Q1 2014 was Havens Advisors, an estimated $4.37M added.
  • The largest SWS GROUP INC seller in Q1 2014 was WHV Investments, an estimated $15M sold.

Based on aggregated 13F filings for Q1 2014.