RFC
SWS

Russell Frank Company’s SWS GROUP INC SWS Stock Holding History

Russell Frank Company’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-140,769
Closed -$1.06M – 2958
2013
Q4 		$1.06M Sell
140,769
-46,652
-25% -$275K ﹤0.01% 2047
2013
Q3 		$1.05M Buy
187,421
+36,506
+24% +$210K ﹤0.01% 2153
2013
Q2 		$823K Buy
+150,915
New +$872K ﹤0.01% 2143

Other funds holding SWS

HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
PCM
Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return
HA
Havens Advisors New York $39.3M AUM 80.07% 1-Year Est. Return

Russell Frank Company's SWS Position: Q1 2014 in Review

Russell Frank Company sold out of SWS GROUP INC (SWS) in Q1 2014, closing a stake of 140,769 shares — an estimated $1.06M sold.

Russell Frank Company first reported a position in SWS in Q2 2013 and held it in 3 quarters. The position peaked at $1.06M in Q4 2013. 110 funds tracked by Wall St. Rank hold SWS as of Q1 2014.

  • Russell Frank Company reported no remaining SWS GROUP INC position as of Q1 2014 after selling out during the quarter.
  • Russell Frank Company sold 140,769 SWS GROUP INC shares in Q1 2014, an estimated $1.06M.
  • Russell Frank Company first reported a position in SWS GROUP INC in Q2 2013 and held it in 3 quarters.
  • Russell Frank Company's SWS GROUP INC position peaked at $1.06M in Q4 2013.
  • 110 funds tracked by Wall St. Rank held SWS GROUP INC as of Q1 2014.

Based on Russell Frank Company's 13F filing for Q1 2014, filed 14 May 2014.