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SWS

SWS GROUP INC
SWS

Delisted

SWS was delisted on the 31st of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
– -$290K -41,900 Closed
VOYA Investment Management
52
VOYA Investment Management
Georgia
– -$216K -31,227 Closed
Jefferies Group
53
Jefferies Group
New York
– -$211K -30,542 Closed
Two Sigma Investments
54
Two Sigma Investments
New York
– -$192K -27,840 Closed
STIA
55
Stone Toro Investment Advisers
New Jersey
– -$190K -27,499 Closed
Nationwide Fund Advisors
56
Nationwide Fund Advisors
Ohio
– -$178K -25,817 Closed
First New York Securities
57
First New York Securities
New York
– -$166K -23,986 Closed
Deutsche Bank
58
Deutsche Bank
Germany
– -$160K -23,227 Closed
Menta Capital
59
Menta Capital
California
– -$154K -22,300 Closed
Parkwood LLC
60
Parkwood LLC
Ohio
– -$154K -22,273 Closed
American International Group
61
American International Group
New York
– -$152K -21,970 Closed
OFI Advisors
62
OFI Advisors
Pennsylvania
– -$146K -21,199 Closed
Manulife (Manufacturers Life Insurance)
63
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$142K -20,591 Closed
BlackRock Advisors
64
BlackRock Advisors
Delaware
– -$135K -19,452 Closed
CAM
65
Capstone Asset Management
Texas
– -$131K -18,920 Closed
Credit Suisse
66
Credit Suisse
Switzerland
– -$130K -18,869 Closed
General Motors Investment Management
67
General Motors Investment Management
New York
– -$112K -16,139 Closed
Louisiana State Employees Retirement System
68
Louisiana State Employees Retirement System
Louisiana
– -$94K -13,600 Closed
S. Muoio & Co
69
S. Muoio & Co
New York
– -$90K -13,000 Closed
AQR Capital Management
70
AQR Capital Management
Connecticut
– -$83K -11,984 Closed
Prelude Capital Management
71
Prelude Capital Management
New York
– -$69K -10,000 Closed
UBS Group
72
UBS Group
Switzerland
– -$66K -9,608 Closed
Catalyst Capital Advisors
73
Catalyst Capital Advisors
New York
– -$66K -9,548 Closed
Municipal Employees' Retirement System of Michigan
74
Municipal Employees' Retirement System of Michigan
Michigan
– -$51K -7,400 Closed
Citigroup
75
Citigroup
New York
– -$50K -7,264 Closed