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SWS
SWS GROUP INC
SWS
SWS
Delisted
SWS was delisted on the 31st of December, 2014.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 76 |
WAM
76
Wolverine Asset Management
Chicago,
Illinois
| – | -$40K | -5,892 | Closed |
|
| 77 |
77
Legal & General Group
London,
United Kingdom
| – | -$38K | -5,488 | Closed |
|
| 78 |
78
Wells Fargo
San Francisco,
California
| – | -$28K | -4,009 | Closed |
|
| 79 |
79
AllianceBernstein
Nashville,
Tennessee
| – | -$27K | -3,840 | Closed |
|
| 80 |
DADC
80
D.A. Davidson & Co
Great Falls,
Montana
| – | -$13K | -2,000 | Closed |
|
| 81 |
81
Barclays
London,
United Kingdom
| – | -$10K | -1,669 | Closed |
|
| 82 |
TRCT
82
Tower Research Capital (TRC)
New York
| – | -$9K | -1,298 | Closed |
|
| 83 |
83
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$2K | -307 | Closed |
|
| 84 |
84
Creative Planning
Overland Park,
Kansas
| – | -$2K | -225 | Closed |
|