Nomura Holdings’s SWS GROUP INC SWS Stock Holding History

Nomura Holdings’s Portfolio SWS Stock Details SWS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-53,011	Closed	-$368K	–	3057
2014 Q3	$368K	Buy	+53,011	New	+$384K	﹤0.01%	2040

Other funds holding SWS

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Hilltop Holdings Dallas, Texas $1.11B AUM 24.7% 1-Year Est. Return

OHCM

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Nomura Holdings's SWS Position: Q4 2014 in Review

Nomura Holdings sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 53,011 shares — an estimated $368K sold.

Nomura Holdings first reported a position in SWS in Q3 2014 and held it in 1 quarter. The position peaked at $368K in Q3 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

Nomura Holdings reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
Nomura Holdings sold 53,011 SWS GROUP INC shares in Q4 2014, an estimated $368K.
Nomura Holdings first reported a position in SWS GROUP INC in Q3 2014 and held it in 1 quarter.
Nomura Holdings's SWS GROUP INC position peaked at $368K in Q3 2014.
87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on Nomura Holdings's 13F filing for Q4 2014, filed 17 Feb 2015.