GC
KSM

Guggenheim Capital’s DWS Strategic Municipal Income Trust KSM Stock Holding History

Guggenheim Capital’s Portfolio KSM Stock Details KSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-40,501
Closed -$305K – 1976
2023
Q3 		$305K Sell
40,501
-5,198
-11% -$42.7K ﹤0.01% 1623
2023
Q2 		$388K Sell
45,699
-56,632
-55% -$474K ﹤0.01% 1568
2023
Q1 		$868K Sell
102,331
-4,226
-4% -$35.8K 0.01% 1253
2022
Q4 		$871K Sell
106,557
-59,722
-36% -$479K 0.01% 1232
2022
Q3 		$1.32M Sell
166,279
-31,817
-16% -$289K 0.01% 1013
2022
Q2 		$1.81M Sell
198,096
-11,029
-5% -$104K 0.01% 931
2022
Q1 		$2.16M Sell
209,125
-25,890
-11% -$285K 0.01% 971
2021
Q4 		$2.86M Buy
235,015
+43,462
+23% +$536K 0.01% 901
2021
Q3 		$2.35M Buy
191,553
+16,188
+9% +$204K 0.01% 975
2021
Q2 		$2.21M Buy
175,365
+50,507
+40% +$615K 0.01% 1040
2021
Q1 		$1.48M Buy
124,858
+18,328
+17% +$215K 0.01% 1190
2020
Q4 		$1.21M Buy
106,530
+20,952
+24% +$231K 0.01% 1231
2020
Q3 		$928K Sell
85,578
-7,403
-8% -$81K 0.01% 1239
2020
Q2 		$976K Buy
92,981
+3,277
+4% +$33.3K 0.01% 1204
2020
Q1 		$926K Buy
89,704
+784
+0.9% +$9.11K 0.01% 1124
2019
Q4 		$1.06M Sell
88,920
-50,111
-36% -$603K 0.01% 1312
2019
Q3 		$1.66M Sell
139,031
-10,781
-7% -$130K 0.01% 1092
2019
Q2 		$1.78M Sell
149,812
-7,213
-5% -$83.4K 0.01% 1107
2019
Q1 		$1.76M Sell
157,025
-20,601
-12% -$227K 0.01% 1131
2018
Q4 		$1.83M Sell
177,626
-51,656
-23% -$533K 0.02% 1086
2018
Q3 		$2.43M Buy
229,282
+1,710
+0.8% +$18.5K 0.02% 1131
2018
Q2 		$2.48M Buy
227,572
+3,752
+2% +$40.7K 0.02% 1120
2018
Q1 		$2.46M Buy
223,820
+16,188
+8% +$181K 0.01% 1492
2017
Q4 		$2.45M Buy
207,632
+45,695
+28% +$547K 0.01% 1525
2017
Q3 		$1.98M Sell
161,937
-7,559
-4% -$93.8K ﹤0.01% 1670
2017
Q2 		$2.11M Buy
169,496
+14,033
+9% +$177K 0.01% 1585
2017
Q1 		$1.93M Buy
155,463
+21,345
+16% +$265K 0.01% 1692
2016
Q4 		$1.63M Buy
134,118
+69,279
+107% +$872K ﹤0.01% 1834
2016
Q3 		$930K Buy
+64,839
New +$944K ﹤0.01% 2121
2015
Q2 		– Sell
-28,573
Closed -$397K – 3105
2015
Q1 		$397K Sell
28,573
-4,406
-13% -$61.8K ﹤0.01% 2615
2014
Q4 		$452K Sell
32,979
-4,570
-12% -$61.7K ﹤0.01% 2561
2014
Q3 		$505K Sell
37,549
-2,536
-6% -$34.3K ﹤0.01% 2555
2014
Q2 		$534K Sell
40,085
-3,092
-7% -$40.9K ﹤0.01% 2574
2014
Q1 		$561K Sell
43,177
-4,396
-9% -$57K ﹤0.01% 2545
2013
Q4 		$583K Sell
47,573
-11,175
-19% -$138K ﹤0.01% 2492
2013
Q3 		$730K Sell
58,748
-5,887
-9% -$73.3K ﹤0.01% 2254
2013
Q2 		$885K Buy
+64,635
New +$960K ﹤0.01% 2119

Other funds holding KSM

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LSC
Logan Stone Capital Chicago, Illinois $360M AUM 9.71% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Guggenheim Capital's KSM Position: Q4 2023 in Review

Guggenheim Capital sold out of DWS Strategic Municipal Income Trust (KSM) in Q4 2023, closing a stake of 40,501 shares — an estimated $305K sold.

Guggenheim Capital first reported a position in KSM in Q2 2013 and held it in 37 quarters. The position peaked at $2.86M in Q4 2021. 37 funds tracked by Wall St. Rank hold KSM as of Q4 2023.

  • Guggenheim Capital reported no remaining DWS Strategic Municipal Income Trust position as of Q4 2023 after selling out during the quarter.
  • Guggenheim Capital sold 40,501 DWS Strategic Municipal Income Trust shares in Q4 2023, an estimated $305K.
  • Guggenheim Capital first reported a position in DWS Strategic Municipal Income Trust in Q2 2013 and held it in 37 quarters.
  • Guggenheim Capital's DWS Strategic Municipal Income Trust position peaked at $2.86M in Q4 2021.
  • 37 funds tracked by Wall St. Rank held DWS Strategic Municipal Income Trust as of Q4 2023.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.