We are live on ! Find out more
KSM

DWS Strategic Municipal Income Trust

Delisted

KSM was delisted on the 13th of November, 2024.

21 hedge funds and large institutions have $4.6M invested in DWS Strategic Municipal Income Trust in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

53% more capital invested

Capital invested by funds: $3.01M → $4.6M (+$1.59M)

50% more funds holding

Funds holding: 1421 (+7)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
21
Holders Change
+7
Holders Change %
+50%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
2
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$1.63M +$872K +69,279 +107%
RCM
2
Robinson Capital Management
Michigan
$789K +$818K +65,008 New
LPL Financial
3
LPL Financial
California
$299K -$1.6K -127 -0.5%
Ameriprise
4
Ameriprise
Minnesota
$285K -$8.26K -656 -3%
KeyBank National Association
5
KeyBank National Association
Ohio
$265K
CIA
6
Capital Investment Advisors
Georgia
$205K +$213K +16,925 New
Wells Fargo
7
Wells Fargo
California
$182K -$88.5K -7,028 -32%
Morgan Stanley
8
Morgan Stanley
New York
$179K +$21.1K +1,675 +13%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$177K +$184K +14,614 New
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$134K +$138K +11,000 New
US Bancorp
11
US Bancorp
Minnesota
$92K
PNC Financial Services Group
12
PNC Financial Services Group
Pennsylvania
$86K
MFS
13
MSI Financial Services
Massachusetts
$74K
FCB
14
First Command Bank
Texas
$49K +$50.9K +4,043 New
FCFS
15
First Command Financial Services
Texas
$49K +$50.9K +4,043 New
UBS Group
16
UBS Group
Switzerland
$30K -$21.9K -1,740 -41%
IWM
17
IHT Wealth Management
Illinois
$24K +$24.9K +1,980 New
WAM
18
Wolverine Asset Management
Illinois
$16K +$17.2K +1,364 New
AG
19
Advisor Group
Arizona
$15K
Bank of America
20
Bank of America
North Carolina
$12K -$8.79K -698 -41%
DADC
21
D.A. Davidson & Co
Montana
$6K +$6.29K +500 New
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$171K -11,934 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$1K -100 Closed

KSM Hedge Fund Activity: Q4 2016 in Review

21 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in DWS Strategic Municipal Income Trust (KSM) for Q4 2016, worth a combined $4.6M — up 53% from $3.01M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new KSM positions and 2 closed out — a net gain of 7 holders — while 2 added to existing stakes and 5 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $872K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $171K sold.

  • 21 institutional investors held DWS Strategic Municipal Income Trust (KSM) as of Q4 2016, up from 14 in Q3 2016.
  • Funds reported $4.6M of DWS Strategic Municipal Income Trust stock for Q4 2016, up 53% quarter-over-quarter.
  • 9 funds opened new DWS Strategic Municipal Income Trust positions in Q4 2016 and 2 closed out, a net change of +7 holders.
  • The largest DWS Strategic Municipal Income Trust buyer in Q4 2016 was Guggenheim Capital, an estimated $872K added.
  • The largest DWS Strategic Municipal Income Trust seller in Q4 2016 was Susquehanna International Group, an estimated $171K sold.

Based on aggregated 13F filings for Q4 2016.